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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVCO icon
1376
Cavco Industries
CVCO
$4.57B
$2K ﹤0.01%
12
– –
DBRG icon
1377
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DVYE icon
1378
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$2K ﹤0.01%
59
– –
EFV icon
1379
iShares MSCI EAFE Value ETF
EFV
$30B
$2K ﹤0.01%
50
– –
EQX icon
1380
Equinox Gold
EQX
$13.6B
$2K ﹤0.01%
238
– –
EVRG icon
1381
Evergy
EVRG
$18.9B
$2K ﹤0.01%
49
-2
-4% -$110
EWBC icon
1382
East-West Bancorp
EWBC
$18.2B
$2K ﹤0.01%
41
– –
EXG icon
1383
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$2K ﹤0.01%
250
– –
FIDU icon
1384
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$2K ﹤0.01%
50
– –
FSLY icon
1385
Fastly Inc
FSLY
$4.58B
$2K ﹤0.01%
25
– –
FWONA icon
1386
Liberty Media Series A
FWONA
$23.4B
$2K ﹤0.01%
72
– –
GLDM icon
1387
SPDR Gold MiniShares Trust
GLDM
$29.9B
$2K ﹤0.01%
60
– –
GORO icon
1388
Goldgroup Mining Inc.
GORO
$184M
$2K ﹤0.01%
849
– –
GPK icon
1389
Graphic Packaging
GPK
$3.54B
$2K ﹤0.01%
170
– –
HGLB
1390
Highland Global Allocation Fund
HGLB
$177M
$2K ﹤0.01%
352
– –
HPE icon
1391
Hewlett Packard
HPE
$72B
$2K ﹤0.01%
242
– –
HSBC icon
1392
HSBC
HSBC
$355B
$2K ﹤0.01%
80
– –
HUN icon
1393
Huntsman Corp
HUN
$1.83B
$2K ﹤0.01%
118
-2
-2% -$50
IART icon
1394
Integra LifeSciences
IART
$1.35B
$2K ﹤0.01%
45
– –
IBUY icon
1395
Amplify Online Retail ETF
IBUY
$125M
$2K ﹤0.01%
+25
New +$2.54K
ISTR icon
1396
Investar Holding Corp
ISTR
$417M
$2K ﹤0.01%
175
– –
KLIC icon
1397
Kulicke & Soffa
KLIC
$4.76B
$2K ﹤0.01%
73
– –
KODK icon
1398
Kodak
KODK
$987M
$2K ﹤0.01%
350
– –
MMSI icon
1399
Merit Medical Systems
MMSI
$5.44B
$2K ﹤0.01%
37
– –
NUSA icon
1400
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$2K ﹤0.01%
79
– –
54 55
56
57 58

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.