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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
1376
Xerox
XRX
$427M
$2K ﹤0.01%
150
– –
ZROZ icon
1377
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.3B
$2K ﹤0.01%
15
– –
CMBT
1378
CMB.TECH NV
CMBT
$4.67B
$2K ﹤0.01%
315
– –
BERY
1379
DELISTED
Berry Global Group, Inc.
BERY
$2K ﹤0.01%
60
– –
ATSG
1380
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
SUM
1381
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
140
– –
CTR
1382
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2K ﹤0.01%
+180
New +$2.35K
CEM
1383
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
+180
New +$2.9K
MBII
1384
DELISTED
Marrone Bio Innovations, Inc.
MBII
$2K ﹤0.01%
2,000
– –
NAV
1385
DELISTED
Navistar International
NAV
$2K ﹤0.01%
75
– –
AAWW
1386
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
55
– –
REV
1387
DELISTED
Revlon, Inc.
REV
$2K ﹤0.01%
297
– –
PSXP
1388
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2K ﹤0.01%
79
– –
AA icon
1389
Alcoa
AA
$13.6B
$1K ﹤0.01%
160
– –
AAON icon
1390
Aaon
AAON
$7.31B
$1K ﹤0.01%
35
– –
ACCO icon
1391
Acco Brands
ACCO
$402M
$1K ﹤0.01%
159
– –
ACHC icon
1392
Acadia Healthcare
ACHC
$2.96B
$1K ﹤0.01%
45
– –
ADI icon
1393
Analog Devices
ADI
$187B
$1K ﹤0.01%
12
-67
-85% -$7.36K
AGNC icon
1394
AGNC Investment
AGNC
$12.8B
$1K ﹤0.01%
110
– –
ALE
1395
DELISTED
Allete
ALE
$1K ﹤0.01%
19
– –
AMCX icon
1396
AMC Global Media
AMCX
$489M
$1K ﹤0.01%
75
– –
ARI
1397
Apollo Commercial Real Estate
ARI
$871M
$1K ﹤0.01%
150
– –
BGC icon
1398
BGC Group
BGC
$4.86B
$1K ﹤0.01%
373
– –
BHF icon
1399
Brighthouse Financial
BHF
$3.46B
$1K ﹤0.01%
42
– –
BKR icon
1400
Baker Hughes
BKR
$63.6B
$1K ﹤0.01%
100
-302
-75% -$4.42K
54 55
56
57 58

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.