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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLCO icon
1376
Melco Resorts & Entertainment
MLCO
$2.14B
$1K ﹤0.01%
82
-1,419
-95% -$27.1K
MMSI icon
1377
Merit Medical Systems
MMSI
$5.38B
$1K ﹤0.01%
37
– –
MPLX icon
1378
MPLX
MPLX
$60.7B
$1K ﹤0.01%
105
– –
MPWR icon
1379
Monolithic Power Systems
MPWR
$70.5B
$1K ﹤0.01%
7
– –
NAD icon
1380
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1K ﹤0.01%
125
– –
NEAR icon
1381
iShares Short Maturity Bond ETF
NEAR
$4.88B
$1K ﹤0.01%
38
-3,986
-99% -$199K
NXRT
1382
NexPoint Residential Trust
NXRT
$623M
$1K ﹤0.01%
46
– –
OI icon
1383
O-I Glass
OI
$1.07B
$1K ﹤0.01%
220
– –
OLN icon
1384
Olin
OLN
$2.13B
$1K ﹤0.01%
114
+2
+2% +$30
OMCL icon
1385
Omnicell
OMCL
$1.67B
$1K ﹤0.01%
30
– –
PBR icon
1386
Petrobras
PBR
$116B
$1K ﹤0.01%
201
+200
+20,000% +$2.39K
PII icon
1387
Polaris
PII
$3.88B
$1K ﹤0.01%
21
– –
PINC
1388
DELISTED
Premier
PINC
$1K ﹤0.01%
55
-141
-72% -$4.6K
POWI icon
1389
Power Integrations
POWI
$3.56B
$1K ﹤0.01%
36
– –
PRIM icon
1390
Primoris Services
PRIM
$4.42B
$1K ﹤0.01%
72
– –
REZI icon
1391
Resideo Technologies
REZI
$3.57B
$1K ﹤0.01%
271
-15
-5% -$142
RL icon
1392
Ralph Lauren
RL
$23.3B
$1K ﹤0.01%
18
– –
RNRG icon
1393
Global X Renewable Energy Producers ETF
RNRG
$26.4M
$1K ﹤0.01%
51
-26
-34% -$1.13K
RSPS icon
1394
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$1K ﹤0.01%
70
– –
SCHF icon
1395
Schwab International Equity ETF
SCHF
$69B
$1K ﹤0.01%
122
-632
-84% -$9.72K
SNDR icon
1396
Schneider National
SNDR
$6.26B
$1K ﹤0.01%
65
– –
SPYM
1397
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1K ﹤0.01%
+35
New +$1.26K
SPOT icon
1398
Spotify
SPOT
$101B
$1K ﹤0.01%
9
– –
SSNC icon
1399
SS&C Technologies
SSNC
$18.7B
$1K ﹤0.01%
26
– –
TBT icon
1400
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$1K ﹤0.01%
76
– –
54 55
56
57 58

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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.