We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
1376
DELISTED
Signature Bank
SBNY
$2K ﹤0.01%
17
– –
AAON icon
1377
Aaon
AAON
$7.77B
$1K ﹤0.01%
35
-42
-55% -$1.35K
ACCO icon
1378
Acco Brands
ACCO
$407M
$1K ﹤0.01%
159
– –
ACHC icon
1379
Acadia Healthcare
ACHC
$2.94B
$1K ﹤0.01%
45
– –
ALE
1380
DELISTED
Allete
ALE
$1K ﹤0.01%
19
– –
AMRN
1381
Amarin Corp
AMRN
$303M
$1K ﹤0.01%
+6
New +$2.09K
AMR icon
1382
Alpha Metallurgical Resources
AMR
$1.93B
$1K ﹤0.01%
51
– –
ASIX icon
1383
AdvanSix
ASIX
$444M
$1K ﹤0.01%
42
– –
BFAM icon
1384
Bright Horizons
BFAM
$3.86B
$1K ﹤0.01%
12
– –
BOE icon
1385
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$1K ﹤0.01%
149
– –
BTI icon
1386
British American Tobacco
BTI
$128B
$1K ﹤0.01%
51
-65
-56% -$2.38K
BYND icon
1387
Beyond Meat
BYND
$277M
$1K ﹤0.01%
+9
New +$1.48K
CAC icon
1388
Camden National
CAC
$976M
$1K ﹤0.01%
25
– –
CAR icon
1389
Avis
CAR
$5.02B
$1K ﹤0.01%
70
– –
CATY icon
1390
Cathay General Bancorp
CATY
$4.24B
$1K ﹤0.01%
30
– –
CFR icon
1391
Cullen/Frost Bankers
CFR
$10.2B
$1K ﹤0.01%
15
-100
-87% -$8.86K
VISN
1392
Vistance Networks Inc
VISN
$2.52B
$1K ﹤0.01%
100
– –
CRL icon
1393
Charles River Laboratories
CRL
$12.8B
$1K ﹤0.01%
8
– –
CRON
1394
Cronos Group
CRON
$1.14B
$1K ﹤0.01%
200
+100
+100% +$1.28K
CVGW
1395
DELISTED
Calavo Growers
CVGW
$1K ﹤0.01%
13
– –
CVEO icon
1396
Civeo
CVEO
$318M
$1K ﹤0.01%
87
– –
DNOW icon
1397
DNOW Inc
DNOW
$2.99B
$1K ﹤0.01%
148
– –
EG icon
1398
Everest Group
EG
$14.4B
$1K ﹤0.01%
6
– –
ENTG icon
1399
Entegris
ENTG
$23.2B
$1K ﹤0.01%
30
– –
EPAM icon
1400
EPAM Systems
EPAM
$5.03B
$1K ﹤0.01%
9
– –
54 55
56
57 58

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.