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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTV
1376
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
LTRPA
1377
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
TSC
1378
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-58,540
Closed -$1.53M
MGP
1379
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$0 ﹤0.01%
20
– –
SQBG
1380
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
PRSP
1381
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
+18
New +$420
AIG.WS
1382
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
48
– –
HDS
1383
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
20
– –
DLPH
1384
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$0 ﹤0.01%
25
– –
JCP
1385
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1386
DELISTED
Quorum Health Corporation
QHC
– –
-3
Closed –
LPT
1387
DELISTED
Liberty Property Trust
LPT
– –
-460
Closed -$20K
NRE
1388
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
OAK
1389
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-3,000
Closed -$121K
MFGP
1390
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
36
– –
CYHHZ
1391
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
FCE.A
1392
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-66
Closed -$1K
SNMX
1393
DELISTED
Senomyx, Inc.
SNMX
$0 ﹤0.01%
+125
New +$147
ILG
1394
DELISTED
ILG, Inc Common Stock
ILG
– –
-18
Closed –
TCHF
1395
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
– –
-143
Closed -$5K
QCP
1396
DELISTED
Quality Care Properties, Inc.
QCP
– –
-197
Closed -$4K
WGL
1397
DELISTED
Wgl Holdings
WGL
– –
-400
Closed -$35K
FCRE
1398
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-1
Closed –
CGI
1399
DELISTED
Celadon Group Inc
CGI
– –
-680
Closed -$2K
GGP
1400
DELISTED
GGP Inc.
GGP
– –
-517
Closed -$10K
53 54 55
56
57

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.