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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRI
1376
DELISTED
NutriSystem, Inc.
NTRI
– –
-45
Closed -$2K
CYHHZ
1377
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
ILG
1378
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
FNGN
1379
DELISTED
Financial Engines, Inc.
FNGN
– –
-137
Closed -$4K
XIVH
1380
DELISTED
VelocityShares VIX Short Volatility Hedged ETN
XIVH
– –
-2,044
Closed -$158K
FCRE
1381
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
+1
New +$1
CHUBA
1382
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
8
– –
CHUBK
1383
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
18
– –
LNCE
1384
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-2,158
Closed -$108K
LVNTA
1385
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-142
Closed -$7K
BIVV
1386
DELISTED
Bioverativ Inc. Common Stock
BIVV
– –
-230
Closed -$12K
RGC
1387
DELISTED
Regal Entertainment Group
RGC
– –
-900
Closed -$20K
ACTA
1388
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
PBNC
1389
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
– –
-2,250
Closed -$119K
TIME
1390
DELISTED
Time Inc.
TIME
– –
-63
Closed -$1K
HSNI
1391
DELISTED
HSN, Inc.
HSNI
– –
-11
Closed –
POT
1392
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-1,166
Closed -$24K
AGU
1393
DELISTED
Agrium
AGU
– –
-347
Closed -$39K
WPG
1394
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
RSXJ
1395
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-85
Closed -$3K
ATLS
1396
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
TVIX
1397
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-2
Closed -$1K
HYGS
1398
DELISTED
Hydrogenics Corp
HYGS
– –
-4
Closed –
CA
1399
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
AMU
1400
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
53 54 55
56
57

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.