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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCN
1351
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6K ﹤0.01%
306
– –
AA icon
1352
Alcoa
AA
$14B
$5K ﹤0.01%
160
– –
ARCT icon
1353
Arcturus Therapeutics
ARCT
$210M
$5K ﹤0.01%
+131
New +$7.81K
CXW icon
1354
CoreCivic
CXW
$3.31B
$5K ﹤0.01%
616
– –
DES icon
1355
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$5K ﹤0.01%
173
– –
DEW icon
1356
WisdomTree Global High Dividend Fund
DEW
$155M
$5K ﹤0.01%
113
– –
DGICA icon
1357
Donegal Group Class A
DGICA
$693M
$5K ﹤0.01%
397
– –
EMLC icon
1358
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$5K ﹤0.01%
195
– –
ENS icon
1359
EnerSys
ENS
$6.9B
$5K ﹤0.01%
64
– –
EWU icon
1360
iShares MSCI United Kingdom ETF
EWU
$4.15B
$5K ﹤0.01%
185
– –
FXD icon
1361
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$5K ﹤0.01%
100
– –
GH icon
1362
Guardant Health
GH
$22.4B
$5K ﹤0.01%
36
– –
IXP icon
1363
iShares Global Comm Services ETF
IXP
$572M
$5K ﹤0.01%
65
– –
LCID icon
1364
Lucid Motors
LCID
$2.61B
$5K ﹤0.01%
+25
New +$6.68K
MQY icon
1365
BlackRock MuniYield Quality Fund
MQY
$815M
$5K ﹤0.01%
335
– –
MUX icon
1366
McEwen Inc
MUX
$1.18B
$5K ﹤0.01%
520
– –
NCV
1367
Virtus Convertible & Income Fund
NCV
$392M
$5K ﹤0.01%
247
– –
NGG icon
1368
National Grid
NGG
$80.5B
$5K ﹤0.01%
113
– –
NOV icon
1369
NOV
NOV
$7.43B
$5K ﹤0.01%
+426
New +$6.18K
OKE icon
1370
Oneok
OKE
$57.4B
$5K ﹤0.01%
104
+20
+24% +$909
PNR icon
1371
Pentair
PNR
$10.7B
$5K ﹤0.01%
83
– –
QQEW icon
1372
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$5K ﹤0.01%
50
– –
RYN icon
1373
Rayonier
RYN
$6.45B
$5K ﹤0.01%
192
– –
SEIC icon
1374
SEI Investments
SEIC
$12.6B
$5K ﹤0.01%
90
– –
SPH icon
1375
Suburban Propane Partners
SPH
$1.17B
$5K ﹤0.01%
373
+13
+4% +$197
53 54
55
56 57

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.