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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGLB
1351
Highland Global Allocation Fund
HGLB
$177M
$2K ﹤0.01%
352
– –
HUN icon
1352
Huntsman Corp
HUN
$1.82B
$2K ﹤0.01%
120
– –
IART icon
1353
Integra LifeSciences
IART
$1.33B
$2K ﹤0.01%
45
– –
INDA icon
1354
iShares MSCI India ETF
INDA
$6.6B
$2K ﹤0.01%
100
– –
ISTR icon
1355
Investar Holding Corp
ISTR
$411M
$2K ﹤0.01%
+175
New +$2.23K
IVZ icon
1356
Invesco
IVZ
$14B
$2K ﹤0.01%
+245
New +$2.2K
JBLU icon
1357
JetBlue
JBLU
$2.13B
$2K ﹤0.01%
235
– –
KW
1358
DELISTED
Kennedy-Wilson Holdings
KW
$2K ﹤0.01%
176
+19
+12% +$274
KWR icon
1359
Quaker Houghton
KWR
$2.96B
$2K ﹤0.01%
12
– –
LAD icon
1360
Lithia Motors
LAD
$8.35B
$2K ﹤0.01%
15
– –
LYFT icon
1361
Lyft
LYFT
$6.55B
$2K ﹤0.01%
+88
New +$2.78K
NBIX icon
1362
Neurocrine Biosciences
NBIX
$16.8B
$2K ﹤0.01%
18
-200
-92% -$22.1K
NFJ
1363
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$2K ﹤0.01%
250
– –
NUSA icon
1364
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$2K ﹤0.01%
79
-1,319
-94% -$33.4K
OMC icon
1365
Omnicom Group
OMC
$23.2B
$2K ﹤0.01%
47
– –
OMCL icon
1366
Omnicell
OMCL
$1.7B
$2K ﹤0.01%
30
– –
POWI icon
1367
Power Integrations
POWI
$3.46B
$2K ﹤0.01%
36
– –
RNRG icon
1368
Global X Renewable Energy Producers ETF
RNRG
$25.9M
$2K ﹤0.01%
51
– –
SHBI icon
1369
Shore Bancshares
SHBI
$788M
$2K ﹤0.01%
+227
New +$2.22K
SPOT icon
1370
Spotify
SPOT
$105B
$2K ﹤0.01%
9
– –
TMFC icon
1371
Motley Fool 100 Index ETF
TMFC
$2.12B
$2K ﹤0.01%
100
– –
TX icon
1372
Ternium
TX
$10.8B
$2K ﹤0.01%
149
-8
-5% -$116
UNF icon
1373
Unifirst Corp
UNF
$5.24B
$2K ﹤0.01%
12
– –
VOYA icon
1374
Voya Financial
VOYA
$9.09B
$2K ﹤0.01%
60
– –
WYNN icon
1375
Wynn Resorts
WYNN
$10.6B
$2K ﹤0.01%
+27
New +$2.16K
53 54
55
56 57

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.