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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DORM icon
1351
Dorman Products
DORM
$3.99B
$1K ﹤0.01%
28
– –
DVN icon
1352
Devon Energy
DVN
$49.5B
$1K ﹤0.01%
187
-203
-52% -$3.67K
DVYE icon
1353
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1K ﹤0.01%
+59
New +$2.15K
EG icon
1354
Everest Group
EG
$14B
$1K ﹤0.01%
6
– –
EMD
1355
Western Asset Emerging Markets Debt Fund
EMD
$608M
$1K ﹤0.01%
+169
New +$2.29K
EWBC icon
1356
East-West Bancorp
EWBC
$18.4B
$1K ﹤0.01%
41
– –
EXP icon
1357
Eagle Materials
EXP
$6.47B
$1K ﹤0.01%
18
– –
FAF icon
1358
First American
FAF
$7.39B
$1K ﹤0.01%
27
+1
+4% +$57
FANG icon
1359
Diamondback Energy
FANG
$56.3B
$1K ﹤0.01%
42
– –
FHB icon
1360
First Hawaiian
FHB
$3.37B
$1K ﹤0.01%
65
-9
-12% -$227
FWONA icon
1361
Liberty Media Series A
FWONA
$24B
$1K ﹤0.01%
43
– –
GBCI icon
1362
Glacier Bancorp
GBCI
$6.41B
$1K ﹤0.01%
35
– –
GLDM icon
1363
SPDR Gold MiniShares Trust
GLDM
$30.2B
$1K ﹤0.01%
+60
New +$1.89K
HAL icon
1364
Halliburton
HAL
$28B
$1K ﹤0.01%
263
– –
HEI.A icon
1365
HEICO Corp Class A
HEI.A
$37.5B
$1K ﹤0.01%
26
+8
+44% +$715
HGLB
1366
Highland Global Allocation Fund
HGLB
$178M
$1K ﹤0.01%
352
– –
HOG icon
1367
Harley-Davidson
HOG
$2.7B
$1K ﹤0.01%
59
– –
HUN icon
1368
Huntsman Corp
HUN
$1.79B
$1K ﹤0.01%
120
– –
IOSP icon
1369
Innospec
IOSP
$2.3B
$1K ﹤0.01%
18
– –
IVR icon
1370
Invesco Mortgage Capital
IVR
$807M
$1K ﹤0.01%
35
– –
IYR icon
1371
iShares US Real Estate ETF
IYR
$4.52B
$1K ﹤0.01%
+16
New +$1.42K
JAZZ icon
1372
Jazz Pharmaceuticals
JAZZ
$16.3B
$1K ﹤0.01%
11
-75
-87% -$9.7K
KLIC icon
1373
Kulicke & Soffa
KLIC
$5B
$1K ﹤0.01%
73
– –
KWR icon
1374
Quaker Houghton
KWR
$2.94B
$1K ﹤0.01%
12
– –
LAD icon
1375
Lithia Motors
LAD
$8.32B
$1K ﹤0.01%
15
– –
53 54
55
56 57

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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.