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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAON icon
1351
Aaon
AAON
$7.77B
$2K ﹤0.01%
77
+42
+120% +$1.33K
ACM icon
1352
Aecom
ACM
$9.75B
$2K ﹤0.01%
+65
New +$2.16K
AMR icon
1353
Alpha Metallurgical Resources
AMR
$1.93B
$2K ﹤0.01%
51
– –
ATR icon
1354
AptarGroup
ATR
$8.61B
$2K ﹤0.01%
+22
New +$2.51K
BCS icon
1355
Barclays
BCS
$94.1B
$2K ﹤0.01%
+272
New +$2.15K
BCV
1356
Bancroft Fund
BCV
$139M
$2K ﹤0.01%
96
– –
BIO icon
1357
Bio-Rad Laboratories Class A
BIO
$9.42B
$2K ﹤0.01%
+7
New +$2.1K
BLDP
1358
Ballard Power Systems
BLDP
$790M
$2K ﹤0.01%
500
– –
CAR icon
1359
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
CNS icon
1360
Cohen & Steers
CNS
$4.3B
$2K ﹤0.01%
+47
New +$2.31K
CSTM icon
1361
Constellium
CSTM
$3.99B
$2K ﹤0.01%
206
– –
DBRG icon
1362
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DNOW icon
1363
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
148
– –
DORM icon
1364
Dorman Products
DORM
$4.18B
$2K ﹤0.01%
+28
New +$2.43K
EPR icon
1365
EPR Properties
EPR
$4.77B
$2K ﹤0.01%
+29
New +$2.26K
EWY icon
1366
iShares MSCI South Korea ETF
EWY
$24.1B
$2K ﹤0.01%
40
– –
FCPT icon
1367
Four Corners Property Trust
FCPT
$2.75B
$2K ﹤0.01%
92
+6
+7% +$172
FIW icon
1368
First Trust Water ETF
FIW
$1.94B
$2K ﹤0.01%
45
– –
GPK icon
1369
Graphic Packaging
GPK
$3.58B
$2K ﹤0.01%
+170
New +$2.28K
GTX icon
1370
Garrett Motion
GTX
$5.57B
$2K ﹤0.01%
143
-85
-37% -$1.44K
HUN icon
1371
Huntsman Corp
HUN
$1.77B
$2K ﹤0.01%
120
+62
+107% +$1.3K
IART icon
1372
Integra LifeSciences
IART
$1.34B
$2K ﹤0.01%
+45
New +$2.32K
OPLN
1373
Openlane
OPLN
$4.54B
$2K ﹤0.01%
117
-55
-32% -$1.19K
CPTL
1374
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
KWR icon
1375
Quaker Houghton
KWR
$2.92B
$2K ﹤0.01%
+12
New +$2.44K
53 54
55
56 57

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.