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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
1351
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1352
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SHOP icon
1353
Shopify
SHOP
$195B
$0 ﹤0.01%
+60
New +$914
SHY icon
1354
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$0 ﹤0.01%
8
– –
SHYG icon
1355
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
16
– –
SITC icon
1356
SITE Centers
SITC
$165M
$0 ﹤0.01%
3
– –
SKX
1357
DELISTED
Skechers
SKX
– –
-10
Closed –
SNAP icon
1358
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNES icon
1359
SenesTech
SNES
$7M
– –
0
– –
SONN
1360
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SONY icon
1361
Sony
SONY
$138B
– –
-670
Closed -$6K
STRL icon
1362
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
TDC icon
1363
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TM icon
1364
Toyota
TM
$225B
$0 ﹤0.01%
2
– –
UA icon
1365
Under Armour Class C
UA
$2.53B
$0 ﹤0.01%
3
– –
UBS icon
1366
UBS Group
UBS
$176B
$0 ﹤0.01%
52
– –
UNFI icon
1367
United Natural Foods
UNFI
$2.85B
– –
-168
Closed -$7K
USA icon
1368
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
88
+2
+2% +$13
VECO icon
1369
Veeco
VECO
$3.23B
$0 ﹤0.01%
80
– –
VIAV icon
1370
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
2
– –
WIX icon
1371
WIX.com
WIX
$2.52B
$0 ﹤0.01%
+6
New +$642
PAMT
1372
PAMT Corp
PAMT
$297M
– –
-1,000
Closed -$11K
PDCO
1373
DELISTED
Patterson Companies, Inc.
PDCO
$0 ﹤0.01%
35
– –
SWN
1374
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
117
– –
SPWR
1375
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
53 54
55
56 57

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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.