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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
1351
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
2
– –
VRNT
1352
DELISTED
Verint Systems
VRNT
– –
-334
Closed -$7K
WAL icon
1353
Western Alliance Bancorporation
WAL
$8.87B
– –
-54
Closed -$3K
WAT icon
1354
Waters Corp
WAT
$39.9B
– –
-330
Closed -$63K
XYL icon
1355
Xylem
XYL
$28.1B
– –
-15
Closed -$1K
PDCO
1356
DELISTED
Patterson Companies, Inc.
PDCO
$0 ﹤0.01%
+35
New +$1.09K
SWN
1357
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
117
– –
SPWR
1358
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
SLCA
1359
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-26
Closed –
VRTV
1360
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
-2
-67% -$61
LTRPA
1361
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
SHI
1362
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-112
Closed -$6K
KSU
1363
DELISTED
Kansas City Southern
KSU
– –
-11
Closed -$1K
INOV
1364
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-282
Closed -$4K
SQBG
1365
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
CATM
1366
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-46
Closed –
CLGX
1367
DELISTED
Corelogic, Inc.
CLGX
– –
-41
Closed -$1K
AIG.WS
1368
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
48
-54
-53% -$1.02K
HDS
1369
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
20
– –
JCP
1370
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1371
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
DPLO
1372
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-202
Closed -$4K
ARTX
1373
DELISTED
Arotech Corporation
ARTX
– –
-1,000
Closed -$3K
NRE
1374
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
MFGP
1375
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
36
– –
53 54
55
56 57

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.