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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
1326
DELISTED
Coterra Energy
CTRA
$6K ﹤0.01%
342
– –
CX icon
1327
Cemex
CX
$16.1B
$6K ﹤0.01%
869
– –
DTIL icon
1328
Precision BioSciences
DTIL
$207M
$6K ﹤0.01%
+20
New +$7K
EIS icon
1329
iShares MSCI Israel ETF
EIS
$888M
$6K ﹤0.01%
100
– –
FIZZ icon
1330
National Beverage
FIZZ
$2.9B
$6K ﹤0.01%
134
– –
GDXJ icon
1331
VanEck Junior Gold Miners ETF
GDXJ
$8.49B
$6K ﹤0.01%
151
– –
HHH icon
1332
Howard Hughes
HHH
$4.04B
$6K ﹤0.01%
76
– –
IHAK icon
1333
iShares Cybersecurity and Tech ETF
IHAK
$1.12B
$6K ﹤0.01%
+176
New +$7.13K
MKSI icon
1334
MKS Inc
MKSI
$19.7B
$6K ﹤0.01%
33
– –
MUSA icon
1335
Murphy USA
MUSA
$10.2B
$6K ﹤0.01%
+43
New +$5.56K
OFS icon
1336
OFS Capital
OFS
$49.2M
$6K ﹤0.01%
700
– –
OXY.WS icon
1337
Occidental Petroleum Corp Warrants
OXY.WS
$35.1B
$6K ﹤0.01%
+584
New +$6.59K
PEJ icon
1338
Invesco Leisure and Entertainment ETF
PEJ
$308M
$6K ﹤0.01%
145
– –
PGEN icon
1339
Precigen
PGEN
$2.48B
$6K ﹤0.01%
1,000
– –
PSP icon
1340
Invesco Global Listed Private Equity ETF
PSP
$248M
$6K ﹤0.01%
94
+1
+1% +$71
RWL icon
1341
Invesco S&P 500 Revenue ETF
RWL
$9.95B
$6K ﹤0.01%
100
– –
SHG icon
1342
Shinhan Financial Group
SHG
$34.5B
$6K ﹤0.01%
202
– –
VGIT icon
1343
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$6K ﹤0.01%
91
– –
VLO icon
1344
Valero Energy
VLO
$92.9B
$6K ﹤0.01%
88
+62
+238% +$4.21K
VOX icon
1345
Vanguard Communication Services ETF
VOX
$5.86B
$6K ﹤0.01%
53
– –
VPL icon
1346
Vanguard FTSE Pacific ETF
VPL
$8.42B
$6K ﹤0.01%
80
– –
HA
1347
DELISTED
Hawaiian Holdings, Inc.
HA
$6K ﹤0.01%
256
– –
MNDT
1348
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
318
-677
-68% -$14.1K
BSCL
1349
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6K ﹤0.01%
304
– –
CIZ
1350
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$6K ﹤0.01%
215
– –
52 53
54
55 56

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.