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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
1326
DELISTED
Nuance Communications, Inc.
NUAN
$3K ﹤0.01%
134
– –
IPHI
1327
DELISTED
INPHI CORPORATION
IPHI
$3K ﹤0.01%
+33
New +$3.47K
ACIA
1328
DELISTED
Acacia Communications Inc
ACIA
$3K ﹤0.01%
+57
New +$3.86K
TIF
1329
DELISTED
Tiffany & Co.
TIF
$3K ﹤0.01%
31
+30
+3,000% +$3.76K
AKCA
1330
DELISTED
Akcea Therapeutics Inc
AKCA
$3K ﹤0.01%
275
– –
TECD
1331
DELISTED
Tech Data Corp
TECD
$3K ﹤0.01%
+24
New +$3.32K
ACM icon
1332
Aecom
ACM
$9.42B
$2K ﹤0.01%
65
– –
ALLE icon
1333
Allegion
ALLE
$14.1B
$2K ﹤0.01%
23
– –
APA icon
1334
APA Corp
APA
$14.4B
$2K ﹤0.01%
151
– –
BBWI icon
1335
Bath & Body Works
BBWI
$3.89B
$2K ﹤0.01%
168
-136
-45% -$1.52K
BCV
1336
Bancroft Fund
BCV
$140M
$2K ﹤0.01%
96
– –
BSVN icon
1337
Bank7 Corp
BSVN
$482M
$2K ﹤0.01%
+233
New +$2.15K
COLB icon
1338
Columbia Banking Systems
COLB
$8.84B
$2K ﹤0.01%
93
– –
CVCO icon
1339
Cavco Industries
CVCO
$4.48B
$2K ﹤0.01%
12
– –
CX icon
1340
Cemex
CX
$16.3B
$2K ﹤0.01%
871
– –
DBC icon
1341
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$2K ﹤0.01%
219
– –
DVN icon
1342
Devon Energy
DVN
$49.9B
$2K ﹤0.01%
187
– –
EMD
1343
Western Asset Emerging Markets Debt Fund
EMD
$611M
$2K ﹤0.01%
169
– –
EQX icon
1344
Equinox Gold
EQX
$13.5B
$2K ﹤0.01%
+238
New +$2.13K
FIW icon
1345
First Trust Water ETF
FIW
$1.94B
$2K ﹤0.01%
45
– –
FSLY icon
1346
Fastly Inc
FSLY
$4.42B
$2K ﹤0.01%
+25
New +$985
FWONA icon
1347
Liberty Media Series A
FWONA
$23.5B
$2K ﹤0.01%
72
+29
+67% +$807
GH icon
1348
Guardant Health
GH
$22.4B
$2K ﹤0.01%
36
– –
GLDM icon
1349
SPDR Gold MiniShares Trust
GLDM
$30B
$2K ﹤0.01%
60
– –
GPK icon
1350
Graphic Packaging
GPK
$3.53B
$2K ﹤0.01%
170
– –
52 53
54
55 56

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CCT
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.