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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZROZ icon
1326
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$2K ﹤0.01%
15
– –
SUM
1327
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
140
– –
AEL
1328
DELISTED
American Equity Investment Life Holding Company
AEL
$2K ﹤0.01%
146
– –
BNFT
1329
DELISTED
Benefitfocus, Inc.
BNFT
$2K ﹤0.01%
330
– –
DISCK
1330
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$2K ﹤0.01%
156
– –
NUAN
1331
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
134
– –
STAY
1332
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$2K ﹤0.01%
398
-510
-56% -$5.86K
PSXP
1333
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2K ﹤0.01%
79
-99
-56% -$5.25K
AAON icon
1334
Aaon
AAON
$7.24B
$1K ﹤0.01%
35
– –
ACM icon
1335
Aecom
ACM
$8.18B
$1K ﹤0.01%
65
– –
AGNC icon
1336
AGNC Investment
AGNC
$13B
$1K ﹤0.01%
110
-544
-83% -$9.07K
ALE
1337
DELISTED
Allete
ALE
$1K ﹤0.01%
19
– –
AMCX icon
1338
AMC Global Media
AMCX
$500M
$1K ﹤0.01%
75
– –
ARI
1339
Apollo Commercial Real Estate
ARI
$886M
$1K ﹤0.01%
150
– –
BCV
1340
Bancroft Fund
BCV
$144M
$1K ﹤0.01%
96
– –
BHF icon
1341
Brighthouse Financial
BHF
$3.42B
$1K ﹤0.01%
42
– –
BLV icon
1342
Vanguard Long-Term Bond ETF
BLV
$5.73B
$1K ﹤0.01%
+15
New +$1.57K
BOE icon
1343
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$1K ﹤0.01%
149
– –
BTI icon
1344
British American Tobacco
BTI
$124B
$1K ﹤0.01%
51
– –
CNK icon
1345
Cinemark Holdings
CNK
$4.37B
$1K ﹤0.01%
136
– –
CNP icon
1346
CenterPoint Energy
CNP
$26.7B
$1K ﹤0.01%
106
+2
+2% +$46
CRL icon
1347
Charles River Laboratories
CRL
$13.4B
$1K ﹤0.01%
8
– –
CRON
1348
Cronos Group
CRON
$1.16B
$1K ﹤0.01%
220
– –
CVCO icon
1349
Cavco Industries
CVCO
$4.65B
$1K ﹤0.01%
12
– –
CX icon
1350
Cemex
CX
$16B
$1K ﹤0.01%
871
– –
52 53
54
55 56

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.