We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEG icon
1326
Leggett & Platt
LEG
$1.31B
$3K ﹤0.01%
74
+71
+2,367% +$3.48K
MFC icon
1327
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
MKSI icon
1328
MKS Inc
MKSI
$20.6B
$3K ﹤0.01%
33
– –
NFJ
1329
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$3K ﹤0.01%
250
– –
PJP icon
1330
Invesco Pharmaceuticals ETF
PJP
$498M
$3K ﹤0.01%
50
-54
-52% -$3.29K
QLYS icon
1331
Qualys
QLYS
$6.35B
$3K ﹤0.01%
38
– –
QQEW icon
1332
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$3K ﹤0.01%
50
– –
REZI icon
1333
Resideo Technologies
REZI
$3.95B
$3K ﹤0.01%
286
-2
-0.7% -$23
RMAX icon
1334
RE/MAX Holdings
RMAX
$242M
$3K ﹤0.01%
100
– –
RNRG icon
1335
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$3K ﹤0.01%
77
– –
SIRI icon
1336
SiriusXM
SIRI
$10.1B
$3K ﹤0.01%
44
– –
SUPN icon
1337
Supernus Pharmaceuticals
SUPN
$2.77B
$3K ﹤0.01%
150
– –
TPR icon
1338
Tapestry
TPR
$32.8B
$3K ﹤0.01%
120
– –
TRI icon
1339
Thomson Reuters
TRI
$44.1B
$3K ﹤0.01%
42
– –
TX icon
1340
Ternium
TX
$10.6B
$3K ﹤0.01%
157
+1
+0.6% +$20
UA icon
1341
Under Armour Class C
UA
$2.53B
$3K ﹤0.01%
203
– –
UHAL icon
1342
U-Haul Holding Co
UHAL
$14.6B
$3K ﹤0.01%
100
– –
VOYA icon
1343
Voya Financial
VOYA
$9.19B
$3K ﹤0.01%
60
– –
VVR icon
1344
Invesco Senior Income Trust
VVR
$454M
$3K ﹤0.01%
875
– –
XT icon
1345
iShares Future Exponential Technologies ETF
XT
$3.97B
$3K ﹤0.01%
71
– –
ZS icon
1346
Zscaler
ZS
$27.3B
$3K ﹤0.01%
75
-75
-50% -$3.48K
CMBT
1347
CMB.TECH NV
CMBT
$4.73B
$3K ﹤0.01%
315
– –
SUM
1348
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3K ﹤0.01%
140
– –
NOVN
1349
DELISTED
Novan, Inc. Common Stock
NOVN
$3K ﹤0.01%
100
– –
SHLX
1350
DELISTED
Shell Midstream Partners, L.P.
SHLX
$3K ﹤0.01%
156
– –
52 53
54
55 56

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.