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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
1326
Burlington
BURL
$23.2B
$2K ﹤0.01%
11
– –
CNS icon
1327
Cohen & Steers
CNS
$4.3B
$2K ﹤0.01%
47
– –
CVCO icon
1328
Cavco Industries
CVCO
$4.55B
$2K ﹤0.01%
12
– –
DBRG icon
1329
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DORM icon
1330
Dorman Products
DORM
$4.18B
$2K ﹤0.01%
28
– –
EA
1331
DELISTED
Electronic Arts
EA
$2K ﹤0.01%
29
-100
-78% -$9.39K
EPR icon
1332
EPR Properties
EPR
$4.77B
$2K ﹤0.01%
29
– –
FIW icon
1333
First Trust Water ETF
FIW
$1.95B
$2K ﹤0.01%
45
– –
FXI icon
1334
iShares China Large-Cap ETF
FXI
$4.31B
$2K ﹤0.01%
69
-18
-21% -$730
GPK icon
1335
Graphic Packaging
GPK
$3.58B
$2K ﹤0.01%
170
– –
HELE icon
1336
Helen of Troy
HELE
$693M
$2K ﹤0.01%
14
– –
HOG icon
1337
Harley-Davidson
HOG
$2.71B
$2K ﹤0.01%
59
-27
-31% -$926
HUN icon
1338
Huntsman Corp
HUN
$1.77B
$2K ﹤0.01%
120
– –
IART icon
1339
Integra LifeSciences
IART
$1.34B
$2K ﹤0.01%
45
– –
JLL icon
1340
Jones Lang LaSalle
JLL
$16.7B
$2K ﹤0.01%
18
-13
-42% -$1.8K
CPTL
1341
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$2K ﹤0.01%
117
– –
LDOS icon
1342
Leidos
LDOS
$17.3B
$2K ﹤0.01%
25
– –
MAT icon
1343
Mattel
MAT
$4.23B
$2K ﹤0.01%
187
– –
MPLX icon
1344
MPLX
MPLX
$59.7B
$2K ﹤0.01%
105
-176
-63% -$5.16K
NXRT
1345
NexPoint Residential Trust
NXRT
$652M
$2K ﹤0.01%
46
– –
OI icon
1346
O-I Glass
OI
$1.08B
$2K ﹤0.01%
220
– –
OLN icon
1347
Olin
OLN
$2.12B
$2K ﹤0.01%
111
+2
+2% +$38
OMCL icon
1348
Omnicell
OMCL
$1.68B
$2K ﹤0.01%
30
– –
PHI icon
1349
PLDT
PHI
$4.33B
$2K ﹤0.01%
127
-48
-27% -$1.07K
QLYS icon
1350
Qualys
QLYS
$6.35B
$2K ﹤0.01%
38
– –
52 53
54
55 56

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.