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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
1326
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
28
– –
SCHC icon
1327
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$0 ﹤0.01%
12
– –
SCHE icon
1328
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1329
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SHY icon
1330
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$0 ﹤0.01%
8
– –
SHYG icon
1331
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
16
– –
SIG icon
1332
Signet Jewelers
SIG
$3.76B
$0 ﹤0.01%
+21
New +$1.04K
SITC icon
1333
SITE Centers
SITC
$165M
$0 ﹤0.01%
4
– –
SLG icon
1334
SL Green Realty
SLG
$3.99B
– –
-15
Closed -$1K
SNAP icon
1335
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNES icon
1336
SenesTech
SNES
$7M
– –
0
– –
SNV
1337
DELISTED
Synovus
SNV
– –
-9
Closed -$453
SONN
1338
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
ST icon
1339
Sensata Technologies
ST
$6.79B
– –
-54
Closed -$2K
STRL icon
1340
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SVM
1341
Silvercorp Metals
SVM
$2.53B
– –
-4,500
Closed -$11K
TCPC icon
1342
BlackRock TCP Capital
TCPC
$345M
– –
-1,299
Closed -$19K
TDC icon
1343
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TKC icon
1344
Turkcell
TKC
$4.79B
– –
-366
Closed -$3K
TM icon
1345
Toyota
TM
$225B
$0 ﹤0.01%
+2
New +$268
TRMK icon
1346
Trustmark
TRMK
$2.75B
– –
-144
Closed -$4K
TSN icon
1347
Tyson Foods
TSN
$20.4B
– –
-44
Closed -$3K
UA icon
1348
Under Armour Class C
UA
$2.53B
$0 ﹤0.01%
3
– –
UBS icon
1349
UBS Group
UBS
$176B
$0 ﹤0.01%
52
– –
USA icon
1350
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
84
+4
+5% +$25
52 53
54
55 56

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.