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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
1326
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1327
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
WAIR
1328
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-500
Closed -$4K
NRE
1329
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
UPL
1330
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-11
Closed –
CYHHZ
1331
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
ILG
1332
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
FCRE
1333
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-1
Closed –
CHUBA
1334
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
8
– –
CHUBK
1335
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
18
– –
ACTA
1336
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
HSNI
1337
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
BSJH
1338
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-13,415
Closed -$345K
PMC
1339
DELISTED
PharMerica Corporation
PMC
– –
-14
Closed –
CBF
1340
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-142
Closed -$5K
PTHN
1341
DELISTED
Patheon N.V.
PTHN
– –
-60
Closed -$2K
SFR
1342
DELISTED
Starwood Waypoint Homes
SFR
– –
-40
Closed -$1K
WPG
1343
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
ATLS
1344
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
PSTB
1345
DELISTED
Park Sterling Corp.
PSTB
– –
-609,519
Closed -$7.84M
HYGS
1346
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
CA
1347
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
BSCH
1348
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-485
Closed -$10K
AMU
1349
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
AST
1350
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
– –
-5,150
Closed -$17K
51 52 53
54
55

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.