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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
1301
MSCI
MSCI
$40.9B
$7K ﹤0.01%
18
+2
+13% +$840
MYD
1302
DELISTED
BlackRock MuniYield Fund
MYD
$7K ﹤0.01%
512
– –
NOVT icon
1303
Novanta
NOVT
$6.26B
$7K ﹤0.01%
56
– –
PIO icon
1304
Invesco Global Water ETF
PIO
$280M
$7K ﹤0.01%
200
– –
PRAA icon
1305
PRA Group
PRAA
$702M
$7K ﹤0.01%
191
– –
PRLB icon
1306
Protolabs
PRLB
$2.16B
$7K ﹤0.01%
62
-71
-53% -$11.8K
RWX icon
1307
State Street SPDR Dow Jones International Real Estate ETF
RWX
$266M
$7K ﹤0.01%
227
– –
SABA
1308
Saba Capital Income & Opportunities Fund II
SABA
$222M
$7K ﹤0.01%
715
– –
SNOW icon
1309
Snowflake
SNOW
$116B
$7K ﹤0.01%
34
-464
-93% -$124K
SSNC icon
1310
SS&C Technologies
SSNC
$18.8B
$7K ﹤0.01%
105
+79
+304% +$5.34K
TLK icon
1311
Telkom Indonesia
TLK
$14.5B
$7K ﹤0.01%
324
+31
+11% +$738
TLT icon
1312
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
$7K ﹤0.01%
55
+4
+8% +$580
TSI
1313
TCW Strategic Income Fund
TSI
$213M
$7K ﹤0.01%
1,250
– –
VAC icon
1314
Marriott Vacations Worldwide
VAC
$4B
$7K ﹤0.01%
43
– –
VNT icon
1315
Vontier
VNT
$4.63B
$7K ﹤0.01%
233
+54
+30% +$1.76K
XLG icon
1316
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$7K ﹤0.01%
260
+70
+37% +$2.04K
YETI icon
1317
Yeti Holdings
YETI
$3.86B
$7K ﹤0.01%
99
– –
NBIS
1318
Nebius Group N.V.
NBIS
$48.4B
$7K ﹤0.01%
121
– –
BECN
1319
DELISTED
Beacon Roofing Supply, Inc.
BECN
$7K ﹤0.01%
151
– –
LTHM
1320
DELISTED
Livent Corporation
LTHM
$7K ﹤0.01%
430
– –
HEXO
1321
DELISTED
HEXO Corp. Common Shares
HEXO
$7K ﹤0.01%
80
– –
ARWR icon
1322
Arrowhead Research
ARWR
$12.8B
$6K ﹤0.01%
102
– –
ASX icon
1323
ASE Group
ASX
$84.7B
$6K ﹤0.01%
+793
New +$5.93K
BGS icon
1324
B&G Foods
BGS
$281M
$6K ﹤0.01%
200
-48
-19% -$1.51K
CHD icon
1325
Church & Dwight Co
CHD
$24.4B
$6K ﹤0.01%
75
+11
+17% +$918
51 52
53
54 55

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.