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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDM
1301
Piedmont Realty Trust
PDM
$1.16B
$3K ﹤0.01%
238
– –
PJP icon
1302
Invesco Pharmaceuticals ETF
PJP
$501M
$3K ﹤0.01%
50
– –
PNR icon
1303
Pentair
PNR
$10.7B
$3K ﹤0.01%
83
-107
-56% -$3.77K
PPT
1304
Franklin Premier Income Trust
PPT
$330M
$3K ﹤0.01%
750
– –
PSNL icon
1305
Personalis
PSNL
$1.55B
$3K ﹤0.01%
300
– –
QAI icon
1306
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$3K ﹤0.01%
+100
New +$2.96K
QLYS icon
1307
Qualys
QLYS
$6.43B
$3K ﹤0.01%
38
– –
QQEW icon
1308
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$3K ﹤0.01%
50
– –
REZI icon
1309
Resideo Technologies
REZI
$3.67B
$3K ﹤0.01%
271
– –
RMAX icon
1310
RE/MAX Holdings
RMAX
$243M
$3K ﹤0.01%
100
– –
RVT icon
1311
Royce Value Trust
RVT
$2.29B
$3K ﹤0.01%
252
-4
-2% -$46
SBH icon
1312
Sally Beauty Holdings
SBH
$1.57B
$3K ﹤0.01%
256
– –
SHG icon
1313
Shinhan Financial Group
SHG
$34.8B
$3K ﹤0.01%
158
– –
SKX
1314
DELISTED
Skechers
SKX
$3K ﹤0.01%
100
– –
TNL icon
1315
Travel + Leisure Co
TNL
$4.5B
$3K ﹤0.01%
140
– –
UBER icon
1316
Uber
UBER
$159B
$3K ﹤0.01%
+119
New +$3.71K
VAC icon
1317
Marriott Vacations Worldwide
VAC
$3.89B
$3K ﹤0.01%
43
-1
-2% -$81
VRNS icon
1318
Varonis Systems
VRNS
$4.87B
$3K ﹤0.01%
+129
New +$3.23K
VTRS icon
1319
Viatris
VTRS
$18.7B
$3K ﹤0.01%
201
– –
VVR icon
1320
Invesco Senior Income Trust
VVR
$459M
$3K ﹤0.01%
875
– –
DAY
1321
DELISTED
Dayforce
DAY
$3K ﹤0.01%
49
-67
-58% -$4.3K
AEL
1322
DELISTED
American Equity Investment Life Holding Company
AEL
$3K ﹤0.01%
146
– –
BNFT
1323
DELISTED
Benefitfocus, Inc.
BNFT
$3K ﹤0.01%
330
– –
HNGR
1324
DELISTED
Hanger Inc.
HNGR
$3K ﹤0.01%
200
– –
DISCK
1325
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
156
– –
51 52
53
54 55

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.