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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYS icon
1301
Keysight
KEYS
$60.5B
$2K ﹤0.01%
34
– –
KW
1302
DELISTED
Kennedy-Wilson Holdings
KW
$2K ﹤0.01%
157
-55
-26% -$1.1K
LBTYA icon
1303
Liberty Global Class A
LBTYA
$3.58B
$2K ﹤0.01%
122
-54
-31% -$1.06K
MHK icon
1304
Mohawk Industries
MHK
$9.42B
$2K ﹤0.01%
33
– –
MKSI icon
1305
MKS Inc
MKSI
$20.7B
$2K ﹤0.01%
33
– –
MT icon
1306
ArcelorMittal
MT
$55.2B
$2K ﹤0.01%
302
+300
+15,000% +$4.21K
NFJ
1307
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$2K ﹤0.01%
250
– –
OFS icon
1308
OFS Capital
OFS
$48.2M
$2K ﹤0.01%
700
– –
OMC icon
1309
Omnicom Group
OMC
$24.2B
$2K ﹤0.01%
47
-73
-61% -$5.18K
PAA icon
1310
Plains All American Pipeline
PAA
$16.5B
$2K ﹤0.01%
477
– –
PAG icon
1311
Penske Automotive Group
PAG
$14.4B
$2K ﹤0.01%
97
– –
PJP icon
1312
Invesco Pharmaceuticals ETF
PJP
$497M
$2K ﹤0.01%
50
– –
PSNL icon
1313
Personalis
PSNL
$1.54B
$2K ﹤0.01%
+300
New +$2.79K
RMAX icon
1314
RE/MAX Holdings
RMAX
$265M
$2K ﹤0.01%
100
– –
RVT icon
1315
Royce Value Trust
RVT
$2.32B
$2K ﹤0.01%
256
-288
-53% -$3.81K
SBH icon
1316
Sally Beauty Holdings
SBH
$1.55B
$2K ﹤0.01%
256
– –
SKX
1317
DELISTED
Skechers
SKX
$2K ﹤0.01%
100
– –
TMFC icon
1318
Motley Fool 100 Index ETF
TMFC
$2.13B
$2K ﹤0.01%
100
– –
TRI icon
1319
Thomson Reuters
TRI
$46B
$2K ﹤0.01%
42
– –
UHAL icon
1320
U-Haul Holding Co
UHAL
$14.4B
$2K ﹤0.01%
100
– –
VAC icon
1321
Marriott Vacations Worldwide
VAC
$4.17B
$2K ﹤0.01%
44
– –
VOYA icon
1322
Voya Financial
VOYA
$9.16B
$2K ﹤0.01%
60
– –
VTRS icon
1323
Viatris
VTRS
$18.4B
$2K ﹤0.01%
201
– –
VVR icon
1324
Invesco Senior Income Trust
VVR
$459M
$2K ﹤0.01%
875
– –
XRX icon
1325
Xerox
XRX
$412M
$2K ﹤0.01%
150
– –
51 52
53
54 55

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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.