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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
1301
Tapestry
TPR
$32.8B
$3K ﹤0.01%
120
– –
TRMB icon
1302
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
TRNO icon
1303
Terreno Realty
TRNO
$7.49B
$3K ﹤0.01%
65
– –
UA icon
1304
Under Armour Class C
UA
$2.53B
$3K ﹤0.01%
203
– –
UHAL icon
1305
U-Haul Holding Co
UHAL
$14.6B
$3K ﹤0.01%
100
– –
VOYA icon
1306
Voya Financial
VOYA
$9.19B
$3K ﹤0.01%
60
– –
VTRS icon
1307
Viatris
VTRS
$18.9B
$3K ﹤0.01%
201
– –
VVR icon
1308
Invesco Senior Income Trust
VVR
$454M
$3K ﹤0.01%
875
– –
ZBRA icon
1309
Zebra Technologies
ZBRA
$17.8B
$3K ﹤0.01%
19
– –
SUM
1310
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3K ﹤0.01%
140
– –
TWOU
1311
DELISTED
2U Inc
TWOU
$3K ﹤0.01%
7
– –
AEL
1312
DELISTED
American Equity Investment Life Holding Company
AEL
$3K ﹤0.01%
146
– –
SHLX
1313
DELISTED
Shell Midstream Partners, L.P.
SHLX
$3K ﹤0.01%
+156
New +$3.22K
DISCK
1314
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
156
– –
COR
1315
DELISTED
Coresite Realty Corporation
COR
$3K ﹤0.01%
28
– –
CRC
1316
DELISTED
California Resources Corporation
CRC
$3K ﹤0.01%
+300
New +$3.85K
MBT
1317
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3K ﹤0.01%
452
-216
-32% -$1.77K
ORBC
1318
DELISTED
ORBCOMM, Inc.
ORBC
$3K ﹤0.01%
644
– –
ACM icon
1319
Aecom
ACM
$9.75B
$2K ﹤0.01%
65
– –
ATR icon
1320
AptarGroup
ATR
$8.61B
$2K ﹤0.01%
22
– –
BBWI icon
1321
Bath & Body Works
BBWI
$4.1B
$2K ﹤0.01%
168
-26
-13% -$459
BCV
1322
Bancroft Fund
BCV
$139M
$2K ﹤0.01%
96
– –
BGC icon
1323
BGC Group
BGC
$4.89B
$2K ﹤0.01%
373
– –
BIO icon
1324
Bio-Rad Laboratories Class A
BIO
$9.42B
$2K ﹤0.01%
7
– –
BLDP
1325
Ballard Power Systems
BLDP
$790M
$2K ﹤0.01%
500
– –
51 52
53
54 55

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.