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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI.A icon
1301
HEICO Corp Class A
HEI.A
$37.2B
$1K ﹤0.01%
15
– –
HUN icon
1302
Huntsman Corp
HUN
$1.77B
$1K ﹤0.01%
58
-41
-41% -$923
HYT icon
1303
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IHF icon
1304
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
JBL icon
1305
Jabil
JBL
$35.8B
$1K ﹤0.01%
52
-42
-45% -$1.12K
LILAK icon
1306
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
61
-3
-5% -$47
LKFN icon
1307
Lakeland Financial Corp
LKFN
$1.53B
$1K ﹤0.01%
+38
New +$1.73K
LRCX icon
1308
Lam Research
LRCX
$390B
$1K ﹤0.01%
+110
New +$1.83K
LYV icon
1309
Live Nation Entertainment
LYV
$42.1B
$1K ﹤0.01%
16
– –
MMT
1310
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
MWA icon
1311
Mueller Water Products
MWA
$4.16B
$1K ﹤0.01%
150
– –
NAD icon
1312
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$1K ﹤0.01%
125
– –
NMFC icon
1313
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NUSC icon
1314
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1K ﹤0.01%
38
– –
NXRT
1315
NexPoint Residential Trust
NXRT
$652M
$1K ﹤0.01%
46
– –
ON icon
1316
ON Semiconductor
ON
$31.6B
$1K ﹤0.01%
76
+2
+3% +$41
PBI icon
1317
Pitney Bowes
PBI
$2.39B
$1K ﹤0.01%
200
– –
PCG icon
1318
PG&E
PCG
$38.5B
$1K ﹤0.01%
102
-20
-16% -$323
PFN
1319
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PRK icon
1320
Park National Corp
PRK
$3.67B
$1K ﹤0.01%
19
– –
RPM icon
1321
RPM International
RPM
$15B
$1K ﹤0.01%
27
-300
-92% -$17K
SFIX
1322
Stitch Fix
SFIX
$560M
$1K ﹤0.01%
65
+25
+63% +$621
SHOP icon
1323
Shopify
SHOP
$195B
$1K ﹤0.01%
60
– –
SLV icon
1324
iShares Silver Trust
SLV
$30.9B
$1K ﹤0.01%
100
– –
SPOT icon
1325
Spotify
SPOT
$100B
$1K ﹤0.01%
9
– –
51 52
53
54 55

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RFA
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.