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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
1301
Nokia
NOK
$52.3B
$0 ﹤0.01%
98
-349
-78% -$1.88K
NRG icon
1302
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
8
– –
NRT
1303
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NWSA icon
1304
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
40
+13
+48% +$214
NXDT
1305
NexPoint Diversified Real Estate Trust
NXDT
$238M
– –
-35
Closed –
OLLI icon
1306
Ollie's Bargain Outlet
OLLI
$4.94B
– –
-31
Closed -$1K
OMEX icon
1307
Odyssey Marine Exploration
OMEX
$51.8M
$0 ﹤0.01%
+9
New +$40
OZK icon
1308
Bank OZK
OZK
$5.61B
$0 ﹤0.01%
2
– –
PBF icon
1309
PBF Energy
PBF
$7.31B
– –
-51
Closed -$1K
PCAR icon
1310
PACCAR
PCAR
$70.1B
$0 ﹤0.01%
14
– –
PEB icon
1311
Pebblebrook Hotel Trust
PEB
$2.05B
– –
-32
Closed -$1K
PFIG icon
1312
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
24
-3,437
-99% -$86.4K
PHK
1313
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PICB icon
1314
Invesco International Corporate Bond ETF
PICB
$362M
$0 ﹤0.01%
25
+13
+108% +$362
PII icon
1315
Polaris
PII
$4.07B
– –
-22
Closed -$2K
PIM
1316
Franklin Master Intermediate Income Trust
PIM
$151M
$0 ﹤0.01%
60
– –
PIPR icon
1317
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
16
– –
PKG icon
1318
Packaging Corp of America
PKG
$22.8B
– –
-45
Closed -$5K
PLUG icon
1319
Plug Power
PLUG
$3.04B
– –
-10
Closed –
PNNT
1320
Pennant Park Investment Corp
PNNT
$241M
– –
-2,600
Closed -$17K
PRTA icon
1321
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
REET icon
1322
iShares Global REIT ETF
REET
$5.11B
– –
-1
Closed –
RGT
1323
Royce Global Value Trust
RGT
$102M
$0 ﹤0.01%
62
– –
RRC icon
1324
Range Resources
RRC
$8.95B
$0 ﹤0.01%
50
– –
ECHO
1325
EchoStar
ECHO
$26.2B
$0 ﹤0.01%
22
– –
51 52
53
54 55

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.