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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRL icon
1301
Sterling Infrastructure
STRL
$16.4B
$0 ﹤0.01%
4
– –
SUP
1302
DELISTED
Superior Industries International
SUP
– –
-1,000
Closed -$17K
TAIT
1303
DELISTED
Taitron Components
TAIT
– –
-100
Closed –
TDC icon
1304
Teradata
TDC
$2.47B
$0 ﹤0.01%
12
– –
TV icon
1305
Televisa
TV
$1.44B
– –
-198
Closed -$4K
UA icon
1306
Under Armour Class C
UA
$2.86B
$0 ﹤0.01%
3
-301
-99% -$3.94K
UBS icon
1307
UBS Group
UBS
$176B
$0 ﹤0.01%
52
– –
USA icon
1308
Liberty All-Star Equity Fund
USA
$1.84B
$0 ﹤0.01%
80
– –
VIAV icon
1309
Viavi Solutions
VIAV
$9.6B
$0 ﹤0.01%
2
– –
VTRS icon
1310
Viatris
VTRS
$20.6B
– –
-202
Closed -$7K
VYX icon
1311
NCR Voyix
VYX
$1.31B
$0 ﹤0.01%
42
– –
XNTK icon
1312
State Street SPDR NYSE Technology ETF
XNTK
$2.21B
– –
-258
Closed -$20K
SWN
1313
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
117
– –
SPWR
1314
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
SLCA
1315
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$0 ﹤0.01%
+26
New +$829
VRTV
1316
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
– –
CEQP
1317
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-110
Closed -$2K
LTRPA
1318
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
ECOM
1319
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-209
Closed -$2K
SQBG
1320
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
CATM
1321
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$0 ﹤0.01%
+46
New +$920
FLIR
1322
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-3,400
Closed -$139K
HDS
1323
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
20
– –
HTZ
1324
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-46
Closed –
INWK
1325
DELISTED
InnerWorkings, Inc.
INWK
– –
-549
Closed -$6K
51 52
53
54 55

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.