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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
1276
Usana Health Sciences
USNA
$256M
$8K ﹤0.01%
+86
New +$7.83K
ZBRA icon
1277
Zebra Technologies
ZBRA
$18.1B
$8K ﹤0.01%
17
-19
-53% -$8.47K
MRO
1278
DELISTED
Marathon Oil Corporation
MRO
$8K ﹤0.01%
787
-50
-6% -$483
VGR
1279
DELISTED
Vector Group Ltd.
VGR
$8K ﹤0.01%
+846
New +$8.03K
MGU
1280
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
TVTY
1281
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$8K ﹤0.01%
375
– –
MGP
1282
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$8K ﹤0.01%
259
– –
MYF
1283
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$8K ﹤0.01%
600
– –
ALLE icon
1284
Allegion
ALLE
$14.3B
$7K ﹤0.01%
57
+34
+148% +$3.93K
BBN icon
1285
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$7K ﹤0.01%
300
– –
BKT icon
1286
BlackRock Income Trust
BKT
$342M
$7K ﹤0.01%
426
– –
BOH icon
1287
Bank of Hawaii
BOH
$3.13B
$7K ﹤0.01%
79
– –
BWXT icon
1288
BWX Technologies
BWXT
$15.5B
$7K ﹤0.01%
116
+11
+10% +$659
BXP icon
1289
Boston Properties
BXP
$10.9B
$7K ﹤0.01%
78
– –
CATO icon
1290
Cato Corp
CATO
$65.7M
$7K ﹤0.01%
655
-520
-44% -$6.12K
CE icon
1291
Celanese
CE
$4.93B
$7K ﹤0.01%
49
+19
+63% +$2.61K
CLVT icon
1292
Clarivate
CLVT
$1.23B
$7K ﹤0.01%
+296
New +$8.1K
EHC icon
1293
Encompass Health
EHC
$12.4B
$7K ﹤0.01%
118
– –
EQH icon
1294
Equitable Holdings
EQH
$14B
$7K ﹤0.01%
244
– –
EXI icon
1295
iShares Global Industrials ETF
EXI
$1.48B
$7K ﹤0.01%
65
– –
FAX
1296
abrdn Asia-Pacific Income Fund
FAX
$601M
$7K ﹤0.01%
289
– –
FPE icon
1297
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$7K ﹤0.01%
395
– –
FTSM icon
1298
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$7K ﹤0.01%
126
– –
HAL icon
1299
Halliburton
HAL
$28.2B
$7K ﹤0.01%
326
+63
+24% +$1.32K
ITRG
1300
Integra Resources
ITRG
$533M
$7K ﹤0.01%
1,080
– –
50 51
52
53 54

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.