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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
1276
Celanese
CE
$4.88B
$3K ﹤0.01%
44
-15
-25% -$1.25K
CIK
1277
Credit Suisse Asset Management Income Fund
CIK
$134M
$3K ﹤0.01%
1,373
– –
CNO icon
1278
CNO Financial Group
CNO
$5.12B
$3K ﹤0.01%
239
– –
CRH icon
1279
CRH
CRH
$66.9B
$3K ﹤0.01%
92
-65
-41% -$2K
DBEU icon
1280
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$3K ﹤0.01%
127
– –
DEM icon
1281
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$3K ﹤0.01%
100
-306
-75% -$10.8K
DES icon
1282
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$3K ﹤0.01%
171
– –
DFS
1283
DELISTED
Discover Financial Services
DFS
$3K ﹤0.01%
75
-91
-55% -$4K
EDU icon
1284
New Oriental
EDU
$9.24B
$3K ﹤0.01%
+27
New +$3.29K
EVRG icon
1285
Evergy
EVRG
$18.9B
$3K ﹤0.01%
51
– –
FIVN icon
1286
FIVE9
FIVN
$2.58B
$3K ﹤0.01%
+35
New +$3.41K
FLO icon
1287
Flowers Foods
FLO
$1.51B
$3K ﹤0.01%
163
-623
-79% -$14K
FXD icon
1288
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$3K ﹤0.01%
100
– –
GNW icon
1289
Genworth Financial
GNW
$3.7B
$3K ﹤0.01%
1,457
– –
HAL icon
1290
Halliburton
HAL
$28B
$3K ﹤0.01%
263
– –
HHH icon
1291
Howard Hughes
HHH
$3.91B
$3K ﹤0.01%
69
+7
+11% +$353
HPE icon
1292
Hewlett Packard
HPE
$72.4B
$3K ﹤0.01%
347
– –
IDU icon
1293
iShares US Utilities ETF
IDU
$1.35B
$3K ﹤0.01%
50
-2,598
-98% -$186K
JD icon
1294
JD.com
JD
$45.2B
$3K ﹤0.01%
+66
New +$3.34K
LBTYK icon
1295
Liberty Global Class C
LBTYK
$3.41B
$3K ﹤0.01%
156
-138
-47% -$2.76K
MFC icon
1296
Manulife Financial
MFC
$73.3B
$3K ﹤0.01%
288
-92
-24% -$1.16K
MKSI icon
1297
MKS Inc
MKSI
$19.8B
$3K ﹤0.01%
33
– –
MOMO
1298
Hello Group
MOMO
$870M
$3K ﹤0.01%
210
– –
OFS icon
1299
OFS Capital
OFS
$48.8M
$3K ﹤0.01%
700
– –
PAG icon
1300
Penske Automotive Group
PAG
$14.2B
$3K ﹤0.01%
97
– –
50 51
52
53 54

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.