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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVH icon
1276
Evolent Health
EVH
$447M
$4K ﹤0.01%
448
-3
-0.7% -$24
FXD icon
1277
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$4K ﹤0.01%
+100
New +$4.36K
GDXJ icon
1278
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$4K ﹤0.01%
97
– –
HTLD icon
1279
Heartland Express
HTLD
$956M
$4K ﹤0.01%
212
– –
IDU icon
1280
iShares US Utilities ETF
IDU
$1.36B
$4K ﹤0.01%
50
– –
JBLU icon
1281
JetBlue
JBLU
$2.29B
$4K ﹤0.01%
235
– –
KW
1282
DELISTED
Kennedy-Wilson Holdings
KW
$4K ﹤0.01%
212
– –
LBTYA icon
1283
Liberty Global Class A
LBTYA
$3.6B
$4K ﹤0.01%
176
– –
MAN icon
1284
ManpowerGroup
MAN
$2.63B
$4K ﹤0.01%
50
– –
MHK icon
1285
Mohawk Industries
MHK
$9.22B
$4K ﹤0.01%
33
– –
NDSN icon
1286
Nordson
NDSN
$17.3B
$4K ﹤0.01%
26
– –
PAG icon
1287
Penske Automotive Group
PAG
$14.2B
$4K ﹤0.01%
97
– –
PFGC icon
1288
Performance Food Group
PFGC
$18B
$4K ﹤0.01%
85
– –
PMO
1289
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
333
– –
PPT
1290
Franklin Premier Income Trust
PPT
$328M
$4K ﹤0.01%
750
– –
SBH icon
1291
Sally Beauty Holdings
SBH
$1.58B
$4K ﹤0.01%
256
– –
SKX
1292
DELISTED
Skechers
SKX
$4K ﹤0.01%
100
– –
SSL icon
1293
Sasol
SSL
$7.1B
$4K ﹤0.01%
187
-5
-3% -$96
TRMB icon
1294
Trimble
TRMB
$13.9B
$4K ﹤0.01%
103
– –
VTRS icon
1295
Viatris
VTRS
$18.9B
$4K ﹤0.01%
201
– –
W icon
1296
Wayfair
W
$14.6B
$4K ﹤0.01%
54
+6
+13% +$560
ZBRA icon
1297
Zebra Technologies
ZBRA
$17.8B
$4K ﹤0.01%
19
– –
TWOU
1298
DELISTED
2U Inc
TWOU
$4K ﹤0.01%
7
– –
AEL
1299
DELISTED
American Equity Investment Life Holding Company
AEL
$4K ﹤0.01%
146
– –
SPLK
1300
DELISTED
Splunk Inc
SPLK
$4K ﹤0.01%
+32
New +$4.2K
50 51
52
53 54

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.