We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
1276
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
HGLB
1277
Highland Global Allocation Fund
HGLB
$177M
$3K ﹤0.01%
352
-5,925
-94% -$63.1K
PPLI
1278
People Inc
PPLI
$3.1B
$3K ﹤0.01%
78
– –
ICUI icon
1279
ICU Medical
ICUI
$4.61B
$3K ﹤0.01%
20
– –
IXP icon
1280
iShares Global Comm Services ETF
IXP
$572M
$3K ﹤0.01%
65
– –
JBLU icon
1281
JetBlue
JBLU
$2.29B
$3K ﹤0.01%
235
– –
JKHY icon
1282
Jack Henry & Associates
JKHY
$11.1B
$3K ﹤0.01%
24
– –
KEYS icon
1283
Keysight
KEYS
$58.3B
$3K ﹤0.01%
34
– –
MFC icon
1284
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
MKSI icon
1285
MKS Inc
MKSI
$20.6B
$3K ﹤0.01%
33
– –
NAK
1286
Northern Dynasty Minerals
NAK
$958M
$3K ﹤0.01%
5,320
– –
NDSN icon
1287
Nordson
NDSN
$17.3B
$3K ﹤0.01%
26
– –
NFJ
1288
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$3K ﹤0.01%
250
– –
ODFL icon
1289
Old Dominion Freight Line
ODFL
$44.9B
$3K ﹤0.01%
57
– –
OMC icon
1290
Omnicom Group
OMC
$23.4B
$3K ﹤0.01%
47
– –
PFGC icon
1291
Performance Food Group
PFGC
$18B
$3K ﹤0.01%
85
– –
POR icon
1292
Portland General Electric
POR
$5.77B
$3K ﹤0.01%
54
– –
PPT
1293
Franklin Premier Income Trust
PPT
$328M
$3K ﹤0.01%
750
– –
QQEW icon
1294
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$3K ﹤0.01%
50
– –
RMAX icon
1295
RE/MAX Holdings
RMAX
$242M
$3K ﹤0.01%
100
– –
RNRG icon
1296
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$3K ﹤0.01%
77
– –
SBH icon
1297
Sally Beauty Holdings
SBH
$1.58B
$3K ﹤0.01%
256
– –
SKX
1298
DELISTED
Skechers
SKX
$3K ﹤0.01%
100
– –
SSL icon
1299
Sasol
SSL
$7.1B
$3K ﹤0.01%
192
– –
SUI icon
1300
Sun Communities
SUI
$14.7B
$3K ﹤0.01%
22
– –
50 51
52
53 54

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.