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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEXEA
1276
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2K ﹤0.01%
69
-2
-3% -$86
AAON icon
1277
Aaon
AAON
$7.77B
$1K ﹤0.01%
+35
New +$919
ACCO icon
1278
Acco Brands
ACCO
$407M
$1K ﹤0.01%
159
– –
AFK icon
1279
VanEck Africa Index ETF
AFK
$105M
$1K ﹤0.01%
+48
New +$1.03K
AIT icon
1280
Applied Industrial Technologies
AIT
$13.3B
$1K ﹤0.01%
24
– –
APTV icon
1281
Aptiv
APTV
$10.3B
$1K ﹤0.01%
25
– –
ASIX icon
1282
AdvanSix
ASIX
$444M
$1K ﹤0.01%
60
– –
BLDP
1283
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
500
– –
BOE icon
1284
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$1K ﹤0.01%
149
– –
CFG icon
1285
Citizens Financial Group
CFG
$30.6B
$1K ﹤0.01%
38
– –
CLB icon
1286
Core Laboratories
CLB
$521M
$1K ﹤0.01%
+22
New +$1.48K
CRL icon
1287
Charles River Laboratories
CRL
$12.8B
$1K ﹤0.01%
+8
New +$1.05K
CRON
1288
Cronos Group
CRON
$1.14B
$1K ﹤0.01%
65
+25
+63% +$469
CSTM icon
1289
Constellium
CSTM
$3.99B
$1K ﹤0.01%
+206
New +$1.76K
DLX icon
1290
Deluxe
DLX
$1.15B
$1K ﹤0.01%
+28
New +$1.26K
EG icon
1291
Everest Group
EG
$14.4B
$1K ﹤0.01%
6
– –
EHC icon
1292
Encompass Health
EHC
$12.4B
$1K ﹤0.01%
40
+11
+38% +$557
EME icon
1293
Emcor
EME
$36B
$1K ﹤0.01%
19
– –
ESGD icon
1294
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1295
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1K ﹤0.01%
32
– –
EVRG icon
1296
Evergy
EVRG
$19.2B
$1K ﹤0.01%
22
+2
+10% +$114
FAF icon
1297
First American
FAF
$7.58B
$1K ﹤0.01%
26
– –
FHB icon
1298
First Hawaiian
FHB
$3.35B
$1K ﹤0.01%
74
+25
+51% +$647
FIZZ icon
1299
National Beverage
FIZZ
$3.01B
$1K ﹤0.01%
60
– –
FWONA icon
1300
Liberty Media Series A
FWONA
$23.6B
$1K ﹤0.01%
43
-2
-4% -$61
50 51
52
53 54

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.