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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
1276
Under Armour
UAA
$2.6B
$1K ﹤0.01%
93
– –
UAL icon
1277
United Airlines
UAL
$42.1B
$1K ﹤0.01%
17
– –
URI icon
1278
United Rentals
URI
$72.4B
$1K ﹤0.01%
7
– –
VOYA icon
1279
Voya Financial
VOYA
$9.19B
$1K ﹤0.01%
25
– –
VSS icon
1280
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1K ﹤0.01%
+17
New +$1.94K
VTRS icon
1281
Viatris
VTRS
$18.9B
$1K ﹤0.01%
31
– –
WTRE icon
1282
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$1K ﹤0.01%
36
– –
X
1283
DELISTED
US Steel
X
$1K ﹤0.01%
34
– –
ZBRA icon
1284
Zebra Technologies
ZBRA
$17.8B
$1K ﹤0.01%
+11
New +$1.76K
VIVS
1285
VivoSim Labs
VIVS
$1.64M
$1K ﹤0.01%
4
– –
SUM
1286
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$1K ﹤0.01%
+75
New +$1.63K
IMGN
1287
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
208
-1
-0.5% -$10
NUVA
1288
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
28
+8
+40% +$509
SC
1289
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$1K ﹤0.01%
67
– –
KSU
1290
DELISTED
Kansas City Southern
KSU
$1K ﹤0.01%
+11
New +$1.25K
NBL
1291
DELISTED
Noble Energy, Inc.
NBL
$1K ﹤0.01%
40
-900
-96% -$28.8K
LOGM
1292
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
12
– –
CHK.PRD
1293
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1K ﹤0.01%
37
– –
SRF
1294
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
140
– –
FTR
1295
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
169
– –
ACLS icon
1296
Axcelis
ACLS
$4.33B
– –
-85
Closed -$1K
AIRI icon
1297
Air Industries Group
AIRI
$12.8M
$0 ﹤0.01%
1
– –
AMG icon
1298
Affiliated Managers Group
AMG
$9.76B
$0 ﹤0.01%
+6
New +$886
AQB icon
1299
AquaBounty Technologies
AQB
$6.02M
$0 ﹤0.01%
1
– –
BATRA icon
1300
Atlanta Braves Holdings Series A
BATRA
$3.43B
$0 ﹤0.01%
7
– –
50 51
52
53 54

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.