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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
1276
Graco
GGG
$13.5B
– –
-57
Closed -$2K
GGZ
1277
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$0 ﹤0.01%
32
– –
HRI icon
1278
Herc Holdings
HRI
$5.61B
$0 ﹤0.01%
13
– –
HUBB icon
1279
Hubbell
HUBB
$27.2B
– –
-20
Closed -$2K
HYZD icon
1280
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
– –
-685
Closed -$16K
IBND icon
1281
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$0 ﹤0.01%
9
-37
-80% -$1.33K
IMNN icon
1282
Imunon
IMNN
$6.77M
– –
0
– –
INGR icon
1283
Ingredion
INGR
$6.58B
– –
-26
Closed -$3K
ISCV icon
1284
iShares Morningstar Small-Cap Value ETF
ISCV
$706M
$0 ﹤0.01%
6
– –
ITB icon
1285
iShares US Home Construction ETF
ITB
$2.41B
– –
-75
Closed -$3K
IVZ icon
1286
Invesco
IVZ
$13.9B
– –
-94
Closed -$3K
JAZZ icon
1287
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-11
Closed -$1K
JEF icon
1288
Jefferies Financial Group
JEF
$13.1B
$0 ﹤0.01%
21
-34
-62% -$771
JPEM icon
1289
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$0 ﹤0.01%
15
+8
+114% +$491
KRG icon
1290
Kite Realty
KRG
$5.36B
– –
-213
Closed -$4K
LEG icon
1291
Leggett & Platt
LEG
$1.31B
– –
-400
Closed -$19K
LILA icon
1292
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
25
– –
LIT icon
1293
Global X Lithium & Battery Tech ETF
LIT
$1.59B
– –
-2,950
Closed -$114K
LPX icon
1294
Louisiana-Pacific
LPX
$5.49B
– –
-8
Closed –
LYV icon
1295
Live Nation Entertainment
LYV
$42.1B
$0 ﹤0.01%
16
– –
MANH icon
1296
Manhattan Associates
MANH
$11.4B
– –
-22
Closed -$1K
MMU
1297
Western Asset Managed Municipals Fund
MMU
$554M
– –
-700
Closed -$9K
MOV icon
1298
Movado Group
MOV
$841M
– –
-35
Closed -$1K
MT icon
1299
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
NGG icon
1300
National Grid
NGG
$81.3B
– –
-331
Closed -$17K
50 51
52
53 54

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.