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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1276
Ovintiv
OVV
$16B
– –
-17
Closed –
OZK icon
1277
Bank OZK
OZK
$5.63B
$0 ﹤0.01%
2
– –
PARAA
1278
DELISTED
Paramount Global Class A
PARAA
– –
-25
Closed -$1K
PCAR icon
1279
PACCAR
PCAR
$70.2B
$0 ﹤0.01%
14
-90
-87% -$4.26K
IFLN
1280
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
– –
-52
Closed –
PHK
1281
PIMCO High Income Fund
PHK
$869M
$0 ﹤0.01%
7
– –
PICB icon
1282
Invesco International Corporate Bond ETF
PICB
$362M
$0 ﹤0.01%
+12
New +$324
PIM
1283
Franklin Master Intermediate Income Trust
PIM
$151M
$0 ﹤0.01%
60
– –
PIPR icon
1284
Piper Sandler
PIPR
$5.14B
$0 ﹤0.01%
16
– –
PLUG icon
1285
Plug Power
PLUG
$2.93B
$0 ﹤0.01%
10
– –
PRTA icon
1286
Prothena Corp
PRTA
$444M
$0 ﹤0.01%
1
– –
REET icon
1287
iShares Global REIT ETF
REET
$5.13B
$0 ﹤0.01%
1
– –
RGT
1288
Royce Global Value Trust
RGT
$101M
$0 ﹤0.01%
62
– –
RRC icon
1289
Range Resources
RRC
$8.91B
$0 ﹤0.01%
50
– –
SCHA icon
1290
Schwab U.S Small- Cap ETF
SCHA
$23B
$0 ﹤0.01%
28
– –
SCHC icon
1291
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$0 ﹤0.01%
12
– –
SCHE icon
1292
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
18
– –
SCHH icon
1293
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SHY icon
1294
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1295
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$0 ﹤0.01%
16
– –
SITC icon
1296
SITE Centers
SITC
$172M
$0 ﹤0.01%
4
– –
SJNK icon
1297
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
– –
-170
Closed -$4K
SNAP icon
1298
Snap
SNAP
$8.97B
$0 ﹤0.01%
54
– –
SNES icon
1299
SenesTech
SNES
$8.64M
– –
0
– –
SNV
1300
DELISTED
Synovus
SNV
$0 ﹤0.01%
9
– –
50 51
52
53 54

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.