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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
1276
NCR Voyix
VYX
$1.15B
$0 ﹤0.01%
42
– –
WTW icon
1277
Willis Towers Watson
WTW
$31.6B
– –
-19
Closed -$2K
X
1278
DELISTED
US Steel
X
$0 ﹤0.01%
34
– –
SGI
1279
Somnigroup International
SGI
$13.6B
– –
-720
Closed -$9K
PDCO
1280
DELISTED
Patterson Companies, Inc.
PDCO
– –
-138
Closed -$6K
SWN
1281
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
117
-5,400
-98% -$30.6K
SPWR
1282
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
DLA
1283
DELISTED
Delta Apparel Inc.
DLA
– –
-68
Closed -$1K
SFE
1284
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-1,000
Closed -$11K
CHS
1285
DELISTED
Chicos FAS, Inc.
CHS
– –
-2,070
Closed -$19K
VRTV
1286
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
-2
-40% -$67
LTRPA
1287
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
DBD
1288
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-1,500
Closed -$42K
TTM
1289
DELISTED
Tata Motors Limited
TTM
– –
-115
Closed -$3K
CLR
1290
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-190
Closed -$6K
SQBG
1291
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
WRI
1292
DELISTED
Weingarten Realty Investors
WRI
– –
-200
Closed -$6K
NAV
1293
DELISTED
Navistar International
NAV
$0 ﹤0.01%
10
– –
QEP
1294
DELISTED
QEP RESOURCES, INC.
QEP
– –
-4,000
Closed -$40K
HDS
1295
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
20
– –
HTZ
1296
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
46
– –
NE
1297
DELISTED
Noble Corporation
NE
– –
-150
Closed –
JCP
1298
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1299
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
ADRA
1300
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
– –
-450
Closed -$13K
50 51
52
53 54

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.