CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNAP icon
1276
Snap
SNAP
$12.4B
$0 ﹤0.01%
+54
New –
SNV icon
1277
Synovus
SNV
$7.18B
$0 ﹤0.01%
9
-8
-47% –
SONN icon
1278
Sonnet BioTherapeutics
SONN
$40.3M
– –
0
– –
STRL icon
1279
Sterling Infrastructure
STRL
$9.54B
$0 ﹤0.01%
4
– –
SYF icon
1280
Synchrony
SYF
$28B
$0 ﹤0.01%
31
– –
TCPC icon
1281
BlackRock TCP Capital
TCPC
$605M
– –
-650
Closed -$11K
TDC icon
1282
Teradata
TDC
$2B
$0 ﹤0.01%
12
– –
TM icon
1283
Toyota
TM
$256B
– –
-100
Closed -$10K
TNK icon
1284
Teekay Tankers
TNK
$1.8B
– –
-720
Closed -$11K
UPBD icon
1285
Upbound Group
UPBD
$1.45B
– –
-300
Closed -$2K
USA icon
1286
Liberty All-Star Equity Fund
USA
$1.92B
$0 ﹤0.01%
98
+1
+1% –
VALE icon
1287
Vale
VALE
$45.5B
– –
-26
Closed –
VCLT icon
1288
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.94B
– –
0
– –
VECO icon
1289
Veeco
VECO
$1.52B
$0 ﹤0.01%
+3
New –
VIAV icon
1290
Viavi Solutions
VIAV
$2.69B
$0 ﹤0.01%
2
– –
VNQI icon
1291
Vanguard Global ex-US Real Estate ETF
VNQI
$3.62B
$0 ﹤0.01%
4
– –
X
1292
DELISTED
US Steel
X
$0 ﹤0.01%
34
– –
TPC
1293
Tutor Perini Corporation
TPC
$3.37B
– –
-5
Closed –
SRCL
1294
DELISTED
Stericycle Inc
SRCL
– –
-97
Closed -$8K
SPWR
1295
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
VRTV
1296
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
LTRPA
1297
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
SPNE
1298
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-3
Closed –
SQBG
1299
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
NAV
1300
DELISTED
Navistar International
NAV
$0 ﹤0.01%
10
– –
49 50 51
52
53