CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VKI icon
1276
Invesco Advantage Municipal Income Trust II
VKI
$373M
– –
0
– –
VNQI icon
1277
Vanguard Global ex-US Real Estate ETF
VNQI
$3.55B
$0 ﹤0.01%
4
-41
-91% –
XSLV icon
1278
Invesco S&P SmallCap Low Volatility ETF
XSLV
$265M
$0 ﹤0.01%
15
– –
INVX
1279
Innovex International, Inc.
INVX
$1.16B
– –
-450
Closed -$27K
TPC
1280
Tutor Perini Corporation
TPC
$3.3B
$0 ﹤0.01%
5
– –
SPWR
1281
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
IMGN
1282
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
209
– –
VRTV
1283
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
LTRPA
1284
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
-54
-59% –
PE
1285
DELISTED
PARSLEY ENERGY INC
PE
– –
-24
Closed –
HTZ
1286
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
46
– –
NE
1287
DELISTED
Noble Corporation
NE
$0 ﹤0.01%
150
– –
LM
1288
DELISTED
Legg Mason, Inc.
LM
– –
-342
Closed -$10K
JPGE
1289
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
– –
-546
Closed -$27K
JCP
1290
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1291
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
VSM
1292
DELISTED
Versum Materials, Inc.
VSM
– –
-37
Closed -$1K
NRE
1293
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
CYHHZ
1294
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
FCB
1295
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-10
Closed –
ILG
1296
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
FCRE
1297
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
1
– –
GXP
1298
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
CHUBA
1299
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
8
-13
-62% –
CHUBK
1300
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
18
-26
-59% –
49 50 51
52
53