We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBMD
1276
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
– –
UTEK
1277
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
ENH
1278
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-16
Closed -$1K
HDLS
1279
DELISTED
WisdomTree International Hedged SmallCap Dividend Fund
HDLS
– –
-10,743
Closed -$263K
VIIX
1280
DELISTED
VelocityShares VIX Short Term ETN
VIIX
– –
-3,616
Closed -$779K
HAR
1281
DELISTED
Harman International Industries
HAR
– –
-71
Closed -$7K
YDKN
1282
DELISTED
Yadkin Financial Corporation
YDKN
– –
-1,734
Closed -$59K
SE
1283
DELISTED
Spectra Energy Corp Wi
SE
– –
-88,605
Closed -$3.64M
KLEM
1284
DELISTED
GaveKal Knowledge Leaders Emerging Markets ETF
KLEM
– –
-1,200
Closed -$26K
NRF
1285
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-135
Closed -$2K
STJ
1286
DELISTED
St Jude Medical
STJ
– –
-13
Closed -$1K
WPG
1287
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
ATLS
1288
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
PC
1289
DELISTED
PANASONIC CORP ADR (REP 1 SHR COM STK) (JP)
PC
– –
-1,500
Closed -$15K
HYGS
1290
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
DHG
1291
DELISTED
Deutsche High Incm Opportunities
DHG
– –
-50
Closed –
CA
1292
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
AMU
1293
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
PAGG
1294
DELISTED
Invesco Global Agriculture ETF
PAGG
– –
-100
Closed -$2K
LPNT
1295
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
JMBA
1296
DELISTED
Jamba, Inc.
JMBA
$0 ﹤0.01%
100
– –
KMI.WS
1297
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
2,184
– –
MEMP
1298
DELISTED
Memorial Production Partners LP Common Units
MEMP
$0 ﹤0.01%
1,095
-1,135
-51% -$179
BCS.PRA.CL
1299
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
– –
-50
Closed -$1K
NEWN
1300
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
49 50 51
52
53

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.