CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSCG
1276
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-1,526
Closed -$33K
BSJG
1277
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-10,258
Closed -$264K
LGF
1278
DELISTED
Lions Gate Entertainment
LGF
– –
-2,022
Closed -$40K
TLN
1279
DELISTED
Talen Energy Corporation
TLN
– –
-12
Closed –
CPHD
1280
DELISTED
Cepheid Inc
CPHD
– –
-305
Closed -$16K
COB
1281
DELISTED
CommunityOne Bancorp
COB
– –
-473
Closed -$6K
ITC
1282
DELISTED
ITC HOLDINGS CORP
ITC
– –
-3,600
Closed -$167K
WPG
1283
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
ATLS
1284
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
NLSN
1285
DELISTED
Nielsen Holdings plc
NLSN
– –
-90
Closed -$4K
STRZA
1286
DELISTED
Starz - Series A
STRZA
– –
-139
Closed -$4K
HYGS
1287
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
4
– –
DHG
1288
DELISTED
Deutsche High Incm Opportunities
DHG
$0 ﹤0.01%
50
– –
AMU
1289
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
MORL
1290
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-2,680
Closed -$42K
LPNT
1291
DELISTED
LifePoint Health, Inc.
LPNT
$0 ﹤0.01%
1
– –
KMI.WS
1292
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
2,184
– –
MEMP
1293
DELISTED
Memorial Production Partners LP Common Units
MEMP
$0 ﹤0.01%
2,230
– –
SCTY
1294
DELISTED
SolarCity Corporation
SCTY
– –
-500
Closed -$9K
PNY
1295
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-38,983
Closed -$2.34M
NEWN
1296
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
STMP
1297
DELISTED
Stamps.com, Inc.
STMP
$0 ﹤0.01%
4
– –
48 49 50 51
52