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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
1251
Strategy Inc
MSTR
$37.8B
$9K ﹤0.01%
160
– –
MUSA icon
1252
Murphy USA
MUSA
$10.2B
$9K ﹤0.01%
56
+13
+30% +$1.96K
NVAX icon
1253
Novavax
NVAX
$1.29B
$9K ﹤0.01%
45
+20
+80% +$4.41K
PCAR icon
1254
PACCAR
PCAR
$69.7B
$9K ﹤0.01%
179
+5
+3% +$277
PRO
1255
DELISTED
PROS Holdings
PRO
$9K ﹤0.01%
265
– –
PSK icon
1256
State Street SPDR ICE Preferred Securities ETF
PSK
$682M
$9K ﹤0.01%
215
– –
SBIO icon
1257
ALPS Medical Breakthroughs ETF
SBIO
$215M
$9K ﹤0.01%
200
– –
SUI icon
1258
Sun Communities
SUI
$14.5B
$9K ﹤0.01%
50
-156
-76% -$30.1K
TRIP icon
1259
TripAdvisor
TRIP
$1.27B
$9K ﹤0.01%
275
-11
-4% -$394
XLB icon
1260
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$9K ﹤0.01%
248
-144
-37% -$5.99K
ZBRA icon
1261
Zebra Technologies
ZBRA
$18B
$9K ﹤0.01%
18
-111
-86% -$61.9K
NBIS
1262
Nebius Group N.V.
NBIS
$48.7B
$9K ﹤0.01%
121
– –
ALTR
1263
DELISTED
Altair Engineering Inc
ALTR
$9K ﹤0.01%
132
-5,456
-98% -$389K
RCM
1264
DELISTED
R1 RCM Inc. Common Stock
RCM
$9K ﹤0.01%
450
– –
VGR
1265
DELISTED
Vector Group Ltd.
VGR
$9K ﹤0.01%
1,028
+182
+22% +$1.77K
LTHM
1266
DELISTED
Livent Corporation
LTHM
$9K ﹤0.01%
430
– –
MGP
1267
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$9K ﹤0.01%
259
– –
AZPN
1268
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$9K ﹤0.01%
74
– –
ACGL icon
1269
Arch Capital
ACGL
$33.6B
$8K ﹤0.01%
215
-70
-25% -$2.77K
BEPC icon
1270
Brookfield Renewable
BEPC
$6.4B
$8K ﹤0.01%
227
– –
CHD icon
1271
Church & Dwight Co
CHD
$24.4B
$8K ﹤0.01%
97
+20
+26% +$1.7K
DFAC icon
1272
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$8K ﹤0.01%
+310
New +$8.42K
EWG icon
1273
iShares MSCI Germany ETF
EWG
$1.68B
$8K ﹤0.01%
+273
New +$9.43K
EZU icon
1274
iShare MSCI Eurozone ETF
EZU
$9.91B
$8K ﹤0.01%
177
– –
FIZZ icon
1275
National Beverage
FIZZ
$2.88B
$8K ﹤0.01%
162
+28
+21% +$1.3K
49 50
51
52 53

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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.