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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSBC icon
1251
WesBanco
WSBC
$4.03B
$9K ﹤0.01%
251
– –
DNMR
1252
DELISTED
Danimer Scientific, Inc.
DNMR
$9K ﹤0.01%
6
-75
-93% -$122K
GOEV
1253
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$9K ﹤0.01%
2
– –
CAJ
1254
DELISTED
Canon, Inc.
CAJ
$9K ﹤0.01%
400
– –
BPYU
1255
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$9K ﹤0.01%
545
+455
+506% +$8.06K
IRR
1256
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$9K ﹤0.01%
3,000
– –
AEIS icon
1257
Advanced Energy
AEIS
$13B
$8K ﹤0.01%
82
– –
BEAM icon
1258
Beam Therapeutics
BEAM
$2.79B
$8K ﹤0.01%
+100
New +$9.51K
BKR icon
1259
Baker Hughes
BKR
$63.9B
$8K ﹤0.01%
415
– –
BWA icon
1260
BorgWarner
BWA
$14.1B
$8K ﹤0.01%
+206
New +$8.03K
CHX
1261
DELISTED
ChampionX
CHX
$8K ﹤0.01%
403
– –
CMG icon
1262
Chipotle Mexican Grill
CMG
$40.4B
$8K ﹤0.01%
300
-750
-71% -$21.7K
EZU icon
1263
iShare MSCI Eurozone ETF
EZU
$9.9B
$8K ﹤0.01%
177
– –
INGR icon
1264
Ingredion
INGR
$6.59B
$8K ﹤0.01%
+100
New +$8.55K
KIDS icon
1265
OrthoPediatrics
KIDS
$634M
$8K ﹤0.01%
177
– –
KYN icon
1266
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$8K ﹤0.01%
1,125
+125
+13% +$864
LDOS icon
1267
Leidos
LDOS
$17.7B
$8K ﹤0.01%
92
+24
+35% +$2.42K
MAS icon
1268
Masco
MAS
$14.9B
$8K ﹤0.01%
147
– –
PZZA icon
1269
Papa John's
PZZA
$799M
$8K ﹤0.01%
100
– –
RMD icon
1270
ResMed
RMD
$32.3B
$8K ﹤0.01%
46
+1
+2% +$201
RWK icon
1271
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$8K ﹤0.01%
100
– –
SDOG icon
1272
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$8K ﹤0.01%
165
+2
+1% +$97
SHAK icon
1273
Shake Shack
SHAK
$2.87B
$8K ﹤0.01%
+73
New +$8.35K
TDOC icon
1274
Teladoc Health
TDOC
$1.25B
$8K ﹤0.01%
48
-48
-50% -$11.1K
TRMB icon
1275
Trimble
TRMB
$13.5B
$8K ﹤0.01%
103
– –
49 50
51
52 53

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.