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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
1251
Sea Limited
SE
$75.5B
$3K ﹤0.01%
+81
New +$3.63K
SHG icon
1252
Shinhan Financial Group
SHG
$35.1B
$3K ﹤0.01%
158
– –
TNL icon
1253
Travel + Leisure Co
TNL
$4.58B
$3K ﹤0.01%
140
– –
TRMB icon
1254
Trimble
TRMB
$13.4B
$3K ﹤0.01%
103
– –
TRST
1255
Trustco Bank Corp NY
TRST
$971M
$3K ﹤0.01%
130
– –
VVV icon
1256
Valvoline
VVV
$4.31B
$3K ﹤0.01%
266
– –
WBD icon
1257
Warner Bros
WBD
$69.6B
$3K ﹤0.01%
198
– –
WCC
1258
WESCO International
WCC
$17.5B
$3K ﹤0.01%
150
– –
XOP icon
1259
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$3K ﹤0.01%
110
-140
-56% -$9.27K
ZBRA icon
1260
Zebra Technologies
ZBRA
$18B
$3K ﹤0.01%
19
– –
EQIN
1261
Columbia U.S. Equity Income ETF
EQIN
$317M
$3K ﹤0.01%
167
-84
-33% -$2.3K
CMBT
1262
CMB.TECH NV
CMBT
$4.92B
$3K ﹤0.01%
315
– –
HA
1263
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
293
+256
+692% +$5.84K
NS
1264
DELISTED
NuStar Energy L.P.
NS
$3K ﹤0.01%
453
– –
HNGR
1265
DELISTED
Hanger Inc.
HNGR
$3K ﹤0.01%
200
– –
CONE
1266
DELISTED
CyrusOne Inc Common Stock
CONE
$3K ﹤0.01%
53
– –
COR
1267
DELISTED
Coresite Realty Corporation
COR
$3K ﹤0.01%
28
– –
WORK
1268
DELISTED
Slack Technologies, Inc.
WORK
$3K ﹤0.01%
118
– –
AKCA
1269
DELISTED
Akcea Therapeutics Inc
AKCA
$3K ﹤0.01%
275
+175
+175% +$2.87K
REV
1270
DELISTED
Revlon, Inc.
REV
$3K ﹤0.01%
297
– –
MBT
1271
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$3K ﹤0.01%
399
– –
ALLE icon
1272
Allegion
ALLE
$14.2B
$2K ﹤0.01%
23
– –
ANIK icon
1273
Anika Therapeutics
ANIK
$283M
$2K ﹤0.01%
96
– –
ARWR icon
1274
Arrowhead Research
ARWR
$12.1B
$2K ﹤0.01%
75
+50
+200% +$2.02K
ATR icon
1275
AptarGroup
ATR
$8.43B
$2K ﹤0.01%
22
– –
49 50
51
52 53

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.