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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
1251
DELISTED
CyrusOne Inc Common Stock
CONE
$4K ﹤0.01%
53
– –
WBC
1252
DELISTED
WABCO HOLDINGS INC.
WBC
$4K ﹤0.01%
33
-70
-68% -$9.31K
MDR
1253
DELISTED
McDermott International
MDR
$4K ﹤0.01%
2,460
– –
AABA
1254
DELISTED
Altaba Inc
AABA
$4K ﹤0.01%
250
– –
AA icon
1255
Alcoa
AA
$13.2B
$3K ﹤0.01%
160
– –
ACA icon
1256
Arcosa
ACA
$7.11B
$3K ﹤0.01%
94
– –
AGZ icon
1257
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
ALLE icon
1258
Allegion
ALLE
$14.4B
$3K ﹤0.01%
36
– –
AMCX icon
1259
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
75
– –
APA icon
1260
APA Corp
APA
$13.2B
$3K ﹤0.01%
151
– –
BHF icon
1261
Brighthouse Financial
BHF
$3.5B
$3K ﹤0.01%
84
-10
-11% -$372
CATH icon
1262
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$3K ﹤0.01%
100
– –
CE icon
1263
Celanese
CE
$4.82B
$3K ﹤0.01%
30
-17
-36% -$1.92K
CNC icon
1264
Centene
CNC
$32.5B
$3K ﹤0.01%
86
-418
-83% -$20.4K
CNMD icon
1265
CONMED
CNMD
$1.47B
$3K ﹤0.01%
38
– –
CNO icon
1266
CNO Financial Group
CNO
$5.1B
$3K ﹤0.01%
239
– –
CNP icon
1267
CenterPoint Energy
CNP
$26.8B
$3K ﹤0.01%
104
-2
-2% -$58
COLB icon
1268
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
93
– –
CX icon
1269
Cemex
CX
$16.3B
$3K ﹤0.01%
871
– –
DBC icon
1270
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
215
– –
EVH icon
1271
Evolent Health
EVH
$447M
$3K ﹤0.01%
451
– –
EVRG icon
1272
Evergy
EVRG
$19.2B
$3K ﹤0.01%
51
– –
FANG icon
1273
Diamondback Energy
FANG
$52.7B
$3K ﹤0.01%
42
– –
FHLC icon
1274
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$3K ﹤0.01%
+70
New +$3.1K
FLR icon
1275
Fluor
FLR
$7.96B
$3K ﹤0.01%
178
– –
49 50
51
52 53

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.