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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFCR icon
1251
Lifecore Biomedical
LFCR
$190M
$2K ﹤0.01%
+200
New +$2.44K
MAT icon
1252
Mattel
MAT
$4.23B
$2K ﹤0.01%
187
-81
-30% -$1.08K
NVRI icon
1253
Enviri
NVRI
$620M
$2K ﹤0.01%
100
-498
-83% -$10.7K
OLN icon
1254
Olin
OLN
$2.12B
$2K ﹤0.01%
108
– –
PR
1255
Permian Resources
PR
$16.9B
$2K ﹤0.01%
+335
New +$3.81K
PTCT icon
1256
PTC Therapeutics
PTCT
$6.12B
$2K ﹤0.01%
+75
New +$2.52K
RL icon
1257
Ralph Lauren
RL
$23.6B
$2K ﹤0.01%
18
– –
RNRG icon
1258
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$2K ﹤0.01%
77
-62
-45% -$2.3K
SIRI icon
1259
SiriusXM
SIRI
$10.1B
$2K ﹤0.01%
44
+20
+83% +$1.19K
TGNA
1260
DELISTED
TEGNA Inc
TGNA
$2K ﹤0.01%
+148
New +$1.88K
THC icon
1261
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
101
– –
TRI icon
1262
Thomson Reuters
TRI
$44.1B
$2K ﹤0.01%
42
– –
VYX icon
1263
NCR Voyix
VYX
$1.14B
$2K ﹤0.01%
142
– –
WYNN icon
1264
Wynn Resorts
WYNN
$10.6B
$2K ﹤0.01%
18
– –
ZBRA icon
1265
Zebra Technologies
ZBRA
$17.8B
$2K ﹤0.01%
11
– –
CMBT
1266
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
ATSG
1267
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
SUM
1268
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
140
– –
HYB
1269
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
CEM
1270
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
NUAN
1271
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
NAV
1272
DELISTED
Navistar International
NAV
$2K ﹤0.01%
75
– –
VAR
1273
DELISTED
Varian Medical Systems, Inc.
VAR
$2K ﹤0.01%
+19
New +$2.5K
SINA
1274
DELISTED
Sina Corp
SINA
$2K ﹤0.01%
46
– –
BGG
1275
DELISTED
Briggs & Stratton Corp.
BGG
$2K ﹤0.01%
181
– –
49 50
51
52 53

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.