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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYTS icon
1251
LSI Industries
LYTS
$924M
$1K ﹤0.01%
+340
New +$1.71K
MDU icon
1252
MDU Resources
MDU
$4.32B
$1K ﹤0.01%
113
– –
MDXG icon
1253
MiMedx Group
MDXG
$633M
$1K ﹤0.01%
300
– –
MKSI icon
1254
MKS Inc
MKSI
$20.6B
$1K ﹤0.01%
+14
New +$1.28K
MMT
1255
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
MOS icon
1256
The Mosaic Company
MOS
$7.33B
$1K ﹤0.01%
53
– –
MU icon
1257
Micron Technology
MU
$991B
$1K ﹤0.01%
29
– –
NAVI icon
1258
Navient
NAVI
$853M
$1K ﹤0.01%
97
– –
NMFC icon
1259
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1260
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1261
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
NUSC icon
1262
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1K ﹤0.01%
38
– –
NXRT
1263
NexPoint Residential Trust
NXRT
$652M
$1K ﹤0.01%
46
– –
ON icon
1264
ON Semiconductor
ON
$31.6B
$1K ﹤0.01%
+74
New +$1.58K
PBI icon
1265
Pitney Bowes
PBI
$2.39B
$1K ﹤0.01%
200
-83
-29% -$670
PFN
1266
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
RPM icon
1267
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
SCHF icon
1268
Schwab International Equity ETF
SCHF
$68.7B
$1K ﹤0.01%
82
– –
SCHX icon
1269
Schwab US Large- Cap ETF
SCHX
$74.6B
$1K ﹤0.01%
96
– –
SFM icon
1270
Sprouts Farmers Market
SFM
$8.01B
$1K ﹤0.01%
46
– –
SIG icon
1271
Signet Jewelers
SIG
$3.76B
$1K ﹤0.01%
21
– –
SPOT icon
1272
Spotify
SPOT
$100B
$1K ﹤0.01%
+9
New +$1.65K
SVC
1273
Service Properties Trust
SVC
$1.07B
$1K ﹤0.01%
8
– –
SXC icon
1274
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
141
– –
TRMK icon
1275
Trustmark
TRMK
$2.75B
$1K ﹤0.01%
+45
New +$1.57K
49 50
51
52 53

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.