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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFH icon
1251
Bread Financial
BFH
$4.38B
$0 ﹤0.01%
+5
New +$977
BRW
1252
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-90
Closed –
CFR icon
1253
Cullen/Frost Bankers
CFR
$10.2B
– –
-25
Closed -$2K
CRDF icon
1254
Cardiff Oncology
CRDF
$77.2M
$0 ﹤0.01%
21
– –
CWI icon
1255
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
29
– –
CYH icon
1256
Community Health Systems
CYH
$423M
$0 ﹤0.01%
13
– –
DAN icon
1257
Dana Inc
DAN
$3.06B
$0 ﹤0.01%
38
– –
DKS icon
1258
Dick's Sporting Goods
DKS
$18.7B
– –
-26
Closed –
DTE icon
1259
DTE Energy
DTE
$29.1B
– –
-1,058
Closed -$98K
EGP icon
1260
EastGroup Properties
EGP
$10.9B
– –
-26
Closed -$2K
EIX icon
1261
Edison International
EIX
$26.4B
$0 ﹤0.01%
12
– –
ERIC icon
1262
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
60
– –
ERII icon
1263
Energy Recovery
ERII
$443M
– –
-150
Closed -$1K
EWD icon
1264
iShares MSCI Sweden ETF
EWD
$595M
$0 ﹤0.01%
+20
New +$693
EXK
1265
Endeavour Silver
EXK
$2.83B
– –
-4,150
Closed -$9K
FAZ
1266
Direxion Daily Financial Bear 3x ETF
FAZ
$86.7M
– –
0
– –
FCEL icon
1267
FuelCell Energy
FCEL
$1.63B
– –
0
– –
FDS icon
1268
Factset
FDS
$10.2B
– –
-6
Closed -$1K
FL
1269
DELISTED
Foot Locker
FL
– –
-27
Closed -$1K
FLS icon
1270
Flowserve
FLS
$10.2B
– –
-165
Closed -$6K
FNDC icon
1271
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$0 ﹤0.01%
18
– –
FNDE icon
1272
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$0 ﹤0.01%
29
– –
FNDF icon
1273
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$0 ﹤0.01%
29
– –
FTS icon
1274
Fortis
FTS
$28.7B
– –
-2,706
Closed -$99K
GEN icon
1275
Gen Digital
GEN
$17.5B
– –
-825
Closed -$23K
49 50
51
52 53

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.