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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDF icon
1251
Schwab Fundamental International Large Company Index ETF
FNDF
$25.4B
$0 ﹤0.01%
29
– –
GGZ
1252
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$0 ﹤0.01%
+32
New +$406
GT icon
1253
Goodyear
GT
$1.97B
$0 ﹤0.01%
20
– –
HRI icon
1254
Herc Holdings
HRI
$5.68B
$0 ﹤0.01%
13
– –
IMNN icon
1255
Imunon
IMNN
$6.77M
– –
0
– –
ISCV icon
1256
iShares Morningstar Small-Cap Value ETF
ISCV
$705M
$0 ﹤0.01%
6
– –
ITT icon
1257
ITT
ITT
$19.3B
– –
-500
Closed -$22K
JPEM icon
1258
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$0 ﹤0.01%
+7
New +$403
JWN
1259
DELISTED
Nordstrom
JWN
– –
-957
Closed -$42K
KGC icon
1260
Kinross Gold
KGC
$32.2B
– –
-2,900
Closed -$12K
KIM icon
1261
Kimco Realty
KIM
$16.6B
$0 ﹤0.01%
24
– –
KVHI icon
1262
KVH Industries
KVHI
$163M
– –
-569
Closed -$6K
LCTX icon
1263
Lineage Cell Therapeutics
LCTX
$284M
– –
-19,431
Closed -$47K
LILA icon
1264
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
25
– –
LPX icon
1265
Louisiana-Pacific
LPX
$5.5B
$0 ﹤0.01%
8
– –
LYV icon
1266
Live Nation Entertainment
LYV
$42.7B
$0 ﹤0.01%
16
– –
MFIC icon
1267
MidCap Financial Investment
MFIC
$795M
– –
-76
Closed -$1K
CALY
1268
Callaway Golf Company
CALY
$3.17B
– –
-195
Closed -$2K
MOS icon
1269
The Mosaic Company
MOS
$7.38B
– –
-100
Closed -$2K
MT icon
1270
ArcelorMittal
MT
$54.8B
$0 ﹤0.01%
2
– –
NRG icon
1271
NRG Energy
NRG
$25.7B
$0 ﹤0.01%
8
– –
NRT
1272
North European Oil Royalty Trust
NRT
$80.1M
$0 ﹤0.01%
65
– –
NWSA icon
1273
News Corp Class A
NWSA
$15.6B
$0 ﹤0.01%
27
– –
NXDT
1274
NexPoint Diversified Real Estate Trust
NXDT
$238M
$0 ﹤0.01%
35
– –
OKE icon
1275
Oneok
OKE
$55.2B
– –
-394
Closed -$22K
49 50
51
52 53

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.