We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
1251
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SCHX icon
1252
Schwab US Large- Cap ETF
SCHX
$74.5B
$0 ﹤0.01%
96
– –
SFM icon
1253
Sprouts Farmers Market
SFM
$8.01B
$0 ﹤0.01%
46
– –
SFST icon
1254
Southern First Bancshares
SFST
$600M
– –
-73
Closed -$2K
SHY icon
1255
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1256
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$0 ﹤0.01%
16
– –
SITC icon
1257
SITE Centers
SITC
$165M
$0 ﹤0.01%
4
– –
SNAP icon
1258
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNES icon
1259
SenesTech
SNES
$7M
– –
0
– –
SNV
1260
DELISTED
Synovus
SNV
$0 ﹤0.01%
9
– –
SSYS icon
1261
Stratasys
SSYS
$774M
– –
-112
Closed -$2K
STRL icon
1262
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SVC
1263
Service Properties Trust
SVC
$1.07B
– –
-600
Closed -$87K
SXT icon
1264
Sensient Technologies
SXT
$5.53B
– –
-400
Closed -$32K
SYF icon
1265
Synchrony
SYF
$25.6B
– –
-31
Closed –
TAIT
1266
DELISTED
Taitron Components
TAIT
$0 ﹤0.01%
+100
New +$166
TDC icon
1267
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TPR icon
1268
Tapestry
TPR
$32.8B
– –
-4,514
Closed -$213K
TRN icon
1269
Trinity Industries
TRN
$2.38B
– –
-556
Closed -$11K
UBS icon
1270
UBS Group
UBS
$176B
$0 ﹤0.01%
+52
New +$889
UNIT
1271
Uniti Group
UNIT
$2.32B
– –
-104
Closed -$2K
USA icon
1272
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
80
-18
-18% -$103
VECO icon
1273
Veeco
VECO
$3.23B
– –
-3
Closed –
VIAV icon
1274
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
2
– –
VTWG icon
1275
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
– –
-140
Closed -$17K
49 50
51
52 53

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.