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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
1251
Vale
VALE
$63.6B
– –
-26
Closed –
VECO icon
1252
Veeco
VECO
$3.23B
$0 ﹤0.01%
+3
New +$92
VIAV icon
1253
Viavi Solutions
VIAV
$9.6B
$0 ﹤0.01%
2
– –
VNQI icon
1254
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$0 ﹤0.01%
4
– –
X
1255
DELISTED
US Steel
X
$0 ﹤0.01%
34
– –
TPC
1256
Tutor Perini Cor
TPC
$4.45B
– –
-5
Closed –
SRCL
1257
DELISTED
Stericycle Inc
SRCL
– –
-97
Closed -$8K
SPWR
1258
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
VRTV
1259
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
LTRPA
1260
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
– –
SPNE
1261
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-3
Closed –
SQBG
1262
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
NAV
1263
DELISTED
Navistar International
NAV
$0 ﹤0.01%
10
– –
VAR
1264
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-12
Closed -$1K
NMY
1265
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-2,500
Closed -$31K
HDS
1266
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
+20
New +$756
HTZ
1267
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
46
– –
NE
1268
DELISTED
Noble Corporation
NE
$0 ﹤0.01%
150
– –
JCP
1269
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1270
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
NRE
1271
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
CYHHZ
1272
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
ZOES
1273
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-300
Closed -$5K
ILG
1274
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
BSWN
1275
DELISTED
VelocityShares VIX Tail Risk ETN
BSWN
– –
-186
Closed -$4K
49 50
51
52 53

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.