CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LYV icon
1251
Live Nation Entertainment
LYV
$40.3B
$0 ﹤0.01%
16
– –
MOS icon
1252
The Mosaic Company
MOS
$10.7B
$0 ﹤0.01%
2
-70
-97% –
MT icon
1253
ArcelorMittal
MT
$26.4B
$0 ﹤0.01%
2
– –
NFG icon
1254
National Fuel Gas
NFG
$7.97B
– –
-500
Closed -$29K
NFJ
1255
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.22B
– –
-250
Closed -$3K
NRT
1256
North European Oil Royalty Trust
NRT
$48.5M
$0 ﹤0.01%
65
– –
NUSC icon
1257
Nuveen ESG Small-Cap ETF
NUSC
$1.19B
$0 ﹤0.01%
+38
New –
OZK icon
1258
Bank OZK
OZK
$5.88B
$0 ﹤0.01%
2
– –
PHB icon
1259
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$355M
$0 ﹤0.01%
+52
New –
PHK
1260
PIMCO High Income Fund
PHK
$860M
$0 ﹤0.01%
7
– –
PIM
1261
Putnam Master Intermediate Income Trust
PIM
$169M
$0 ﹤0.01%
60
– –
PIPR icon
1262
Piper Sandler
PIPR
$6.12B
$0 ﹤0.01%
4
– –
PLUG icon
1263
Plug Power
PLUG
$1.76B
$0 ﹤0.01%
10
– –
PRTA icon
1264
Prothena Corp
PRTA
$442M
$0 ﹤0.01%
1
– –
REET icon
1265
iShares Global REIT ETF
REET
$3.92B
$0 ﹤0.01%
1
– –
RGT
1266
Royce Global Value Trust
RGT
$85M
$0 ﹤0.01%
62
– –
SCHA icon
1267
Schwab U.S Small- Cap ETF
SCHA
$18.9B
$0 ﹤0.01%
28
– –
SCHC icon
1268
Schwab International Small-Cap Equity ETF
SCHC
$4.9B
$0 ﹤0.01%
12
– –
SCHE icon
1269
Schwab Emerging Markets Equity ETF
SCHE
$11.1B
$0 ﹤0.01%
18
– –
SCHF icon
1270
Schwab International Equity ETF
SCHF
$51.3B
$0 ﹤0.01%
38
– –
SCHH icon
1271
Schwab US REIT ETF
SCHH
$8.43B
$0 ﹤0.01%
16
– –
SCHX icon
1272
Schwab US Large- Cap ETF
SCHX
$60.3B
$0 ﹤0.01%
96
– –
SHY icon
1273
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$0 ﹤0.01%
8
– –
SHYG icon
1274
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.29B
$0 ﹤0.01%
16
– –
SITC icon
1275
SITE Centers
SITC
$463M
$0 ﹤0.01%
4
-98
-96% –
49 50
51
52 53