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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTV
1251
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
LTRPA
1252
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
38
-54
-59% -$849
SPNE
1253
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
3
-1
-25% -$7
SQBG
1254
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
NAV
1255
DELISTED
Navistar International
NAV
$0 ﹤0.01%
10
– –
PE
1256
DELISTED
PARSLEY ENERGY INC
PE
– –
-24
Closed –
HTZ
1257
DELISTED
Hertz Global Holdings, Inc.
HTZ
$0 ﹤0.01%
46
– –
NE
1258
DELISTED
Noble Corporation
NE
$0 ﹤0.01%
150
– –
LM
1259
DELISTED
Legg Mason, Inc.
LM
– –
-342
Closed -$10K
JPGE
1260
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
– –
-546
Closed -$27K
JCP
1261
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1262
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
VSM
1263
DELISTED
Versum Materials, Inc.
VSM
– –
-37
Closed -$1K
NRE
1264
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
CYHHZ
1265
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
FCB
1266
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-10
Closed –
ILG
1267
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
FCRE
1268
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
1
– –
GXP
1269
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
CHUBA
1270
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
8
-13
-62% -$202
CHUBK
1271
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
18
-26
-59% -$402
ACTA
1272
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
HSNI
1273
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1274
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
14
-13
-48% -$321
ABCO
1275
DELISTED
Advisory Board Co
ABCO
– –
-160
Closed -$5K
49 50
51
52 53

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.