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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILG
1251
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
KND
1252
DELISTED
Kindred Healthcare
KND
– –
-1,625
Closed -$16K
FCRE
1253
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
1
– –
GXP
1254
DELISTED
Great Plains Energy Incorporated
GXP
$0 ﹤0.01%
34
– –
CHUBA
1255
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$0 ﹤0.01%
21
-15
-42% -$226
CHUBK
1256
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$0 ﹤0.01%
44
-30
-41% -$450
SPXH
1257
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
– –
-500
Closed -$15K
ACTA
1258
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
1
– –
HSNI
1259
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1260
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
27
– –
MORE
1261
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-592
Closed -$6K
WBMD
1262
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
3
-8
-73% -$414
WFM
1263
DELISTED
Whole Foods Market Inc
WFM
– –
-514
Closed -$15.5K
CCP
1264
DELISTED
Care Capital Properties, Inc.
CCP
$0 ﹤0.01%
15
– –
TVIA
1265
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-1,750
Closed -$4K
UTEK
1266
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
LLTC
1267
DELISTED
Linear Technology Corp
LLTC
– –
-208
Closed -$12K
BSCG
1268
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-1,526
Closed -$33.7K
BSJG
1269
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-10,258
Closed -$265K
LGF
1270
DELISTED
Lions Gate Entertainment
LGF
– –
-2,022
Closed -$40K
TLN
1271
DELISTED
Talen Energy Corporation
TLN
– –
-12
Closed –
CPHD
1272
DELISTED
Cepheid Inc
CPHD
– –
-305
Closed -$16K
COB
1273
DELISTED
CommunityOne Bancorp
COB
– –
-473
Closed -$6K
ITC
1274
DELISTED
ITC HOLDINGS CORP
ITC
– –
-3,600
Closed -$167K
WPG
1275
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
48 49 50
51
52

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.