CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCHE icon
1251
Schwab Emerging Markets Equity ETF
SCHE
$10.8B
$0 ﹤0.01%
18
– –
SCHF icon
1252
Schwab International Equity ETF
SCHF
$50.5B
$0 ﹤0.01%
38
– –
SCHH icon
1253
Schwab US REIT ETF
SCHH
$8.38B
$0 ﹤0.01%
16
– –
SCHX icon
1254
Schwab US Large- Cap ETF
SCHX
$59.2B
$0 ﹤0.01%
96
– –
SFM icon
1255
Sprouts Farmers Market
SFM
$13.6B
$0 ﹤0.01%
46
– –
SHY icon
1256
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$0 ﹤0.01%
8
– –
SHYG icon
1257
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.27B
$0 ﹤0.01%
16
– –
SJNK icon
1258
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$0 ﹤0.01%
+17
New –
SJT
1259
San Juan Basin Royalty Trust
SJT
$269M
$0 ﹤0.01%
150
-150
-50% –
SNV icon
1260
Synovus
SNV
$7.15B
$0 ﹤0.01%
17
– –
STRL icon
1261
Sterling Infrastructure
STRL
$8.7B
$0 ﹤0.01%
4
– –
TEX icon
1262
Terex
TEX
$3.47B
– –
-1,000
Closed -$25K
TFX icon
1263
Teleflex
TFX
$5.78B
$0 ﹤0.01%
1
-2
-67% –
TXRH icon
1264
Texas Roadhouse
TXRH
$11.2B
$0 ﹤0.01%
11
– –
USA icon
1265
Liberty All-Star Equity Fund
USA
$1.94B
$0 ﹤0.01%
96
– –
VALE icon
1266
Vale
VALE
$44.4B
$0 ﹤0.01%
26
– –
VC icon
1267
Visteon
VC
$3.41B
– –
-7
Closed –
VIAV icon
1268
Viavi Solutions
VIAV
$2.6B
$0 ﹤0.01%
2
-10
-83% –
VKI icon
1269
Invesco Advantage Municipal Income Trust II
VKI
$373M
– –
-5,850
Closed -$71K
WPM icon
1270
Wheaton Precious Metals
WPM
$47.3B
– –
-400
Closed -$10K
XSLV icon
1271
Invesco S&P SmallCap Low Volatility ETF
XSLV
$265M
$0 ﹤0.01%
15
– –
TPC
1272
Tutor Perini Corporation
TPC
$3.3B
$0 ﹤0.01%
5
– –
SPWR
1273
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
MTBL
1274
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-133
Closed –
SPLK
1275
DELISTED
Splunk Inc
SPLK
– –
-45
Closed -$2K
48 49 50
51
52